13F-HR 1 d439089d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [_]; Amendment Number: --------------------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Horizon Global Advisers, LLC Address: 411 Theodore Fremd Ave Suite 206S Rye, NY 10580 Form 13F File Number: 28-12237 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin Quigley Title: CEO, Horizon Global Advisers, LLC Phone: (646) 495-7338 Signature, Place, and Date of Signing: Kevin Quigley Rye, NY 11-13-12 ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 92 Form 13F Information Table Value Total: $ 139,259 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 1 HORIZON KINETICS, LLC 028-14519

MFS MUN INCOME TR SH BEN INT SH BEN INT 552738106 255 30,987 SH 30,987 1 30,987 NUVEEN PERFORM PLUS MUN FD COM 67062P108 246 14,600 SH 14,600 1 14,600 MFS HIGH INCOME MUN TR SH BEN INT SH BEN INT 59318D104 242 40,251 SH 40,251 1 40,251 MARKET VECTORS ETF TR HG HG YLD MUN YLD MUN ETF ETF 57060U878 231 7,010 SH 7,010 1 7,010 EATON VANCE CA MUN BD FD COM 27828A100 228 18,053 SH 18,053 1 18,053 MFS HIGH YIELD MUN TR SH BEN INT SH BEN INT 59318E102 199 37,204 SH 37,204 1 37,204 NUVEEN CALIF AMT-FREE MUN INC FD COM 670651108 190 12,065 SH 12,065 1 12,065 TEMPLETON EMERG MKTS INCOME COM 880192109 189 11,188 SH 11,188 1 11,188 NUVEEN PREM INCOME MUN FD 4.000% 00/00/00 COM 6706K4105 160 10,833 SH 10,833 1 10,833 IDT CORP CL B NEW CLASS B 448947507 103 10,040 SH 10,040 1 10,040 NOVACOPPER INC COM COM 66988K102 72 33,666 SH 33,666 1 33,666 GENIE ENERGY LTD CL B CLASS B 372284208 71 10,040 SH 10,040 1 10,040

Horizon Global Advisers, LLC 13F-HR