UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): ~~September~~February 269, ~~2017~~2018

DNIB UNWIND, INC.

(Exact name of registrant as specified in its charter)

Delaware

001-36072

56-2596148

(State or other jurisdiction of

incorporation or organization)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

c/o Development Specialists, Inc.

333 South Grand Avenue, Suite 4070

Los Angeles, California 90071

(Address of principal executive offices) (Zip Code)

(213) 617-2717

(Registrant’s telephone number, include area code)

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01. Regulation FD.

On ~~September~~February 259, ~~2017~~2018, the DNIB Liquidation Trust (the “Trust”) filed a ~~notice~~Third ofStatus ~~distribution~~Report ~~(the~~Regarding ~~“Notice”)~~Holders ~~with~~Of ~~the~~DNIB ~~United~~Stock Pursuant ~~States~~to ~~Bankruptcy Court for~~ the ~~District~~Debtors’ ofPlan ~~Delaware. The Notice provides that the trustee~~ of ~~the~~Liquidation ~~Trust~~ (the “~~Trustee~~Status Report”) ~~intends~~requesting tothat ~~make~~any ~~the~~shareholder ~~second cash distribution to certain former shareholders~~ of DNIB Unwind, Inc. (the “Company”) in an aggregate amount of approximately $8.0 million on or about October 10, 2017 (the “Distribution”). The shareholders entitled to receive their pro rata share of the Distribution are those shareholders that held the Company’s shares as of August 30, 2016 ~~and~~who ~~timely~~has not submitted previously requested tax information (the “Tax Forms”) and, if applicable, a broker certification form (the “Certification Form”), in valid form, submit the following to Prime Clerk LLC. ~~Shareholders~~as ~~that~~soon ~~did~~as ~~not~~possible ~~submit a valid Tax Form and, if applicable, a valid Certification Form timely are not entitled~~ to ~~share~~avoid inpotential ~~the~~adverse ~~Distribution~~tax orconsequences: ~~in any future distributions under the Company’s chapter 11 plan of liquidation (the “Plan”).~~

On• ~~September 25,~~A ~~2017,~~completed ~~the Trust~~Form ~~filed~~W-8 aor Second Status Report Regarding Distributions to Holders Of DNIB Stock Pursuant to the Debtors’ Plan of Liquidation (the “Status Report”) requesting that any shareholder of the Company as of August 30, 2016 who has not submitted a valid Tax Form ~~and~~W-9, ifas applicable, a(found ~~valid~~at ~~Certification~~www.irs.gov); ~~Form, submit the following to Prime Clerk LLC as soon as possible to avoid potential adverse tax consequences:~~ and

• AFor shareholders that held their Company shares through a broker or nominee only, a completed Certification Form ~~W-8~~to be completed by the broker or nominee. The form of the Certification Form ~~W-9,~~is attached as ~~applicable~~Exhibit ~~(found~~A atto ~~www~~the Status Report, which is attached as Exhibit 99.~~irs.gov);~~1 ~~and~~to this Form 8-K.

•The completed ~~For~~Tax ~~shareholders~~Forms ~~that~~and ~~held~~Certification ~~their~~Forms ~~Company~~should ~~shares~~be ~~through~~mailed ato ~~broker~~Prime orClerk ~~nominee only~~LLC, aAttn: ~~completed~~BIND ~~Certification~~Distribution Form toProcessing, be830 ~~completed~~3rd byAvenue, ~~the~~3rd ~~broker~~Floor, orNew ~~nominee~~York, NY 10022. ~~The~~As ~~form~~previously ofdisclosed, ~~the~~shareholders ~~Certification~~who ~~Form~~have isnot ~~attached~~already assubmitted ~~Exhibit~~a Avalid toTax Form ~~the~~and, ~~Status~~if ~~Report~~applicable, ~~which~~a isvalid ~~attached~~Certification asForm ~~Exhibit~~timely ~~99.2~~are not entitled to ~~this~~share ~~Form~~in ~~8-K~~any future distributions under the Company’s chapter 11 plan of liquidation.

~~The completed~~Item ~~Tax Forms and Certification Forms should be mailed to Prime Clerk LLC, Attn: BIND Distribution Form Processing, 830 3rd Avenue, 3rd Floor, New York, NY 10022~~9.01. AsFinancial ~~stated~~Statements ~~above, shareholders who have not already submitted a valid Tax Form~~ and, ~~if applicable, a valid Certification Form timely are not entitled to share in the Distribution or in any future distributions under the Plan~~Exhibits.

~~Item 9.01. Financial Statements and~~ (d) Exhibits.:

~~(d)~~99.1 ~~Exhibits:~~Third Status Report Regarding Holders Of DNIB Stock Pursuant to the Debtors’ Plan of Liquidation, filed February 9, 2018

99.1		Notice of Distribution, filed September 25, 2017
99.2		Second Status Report Regarding Distributions to Holders Of DNIB Stock Pursuant to the Debtors’ Plan of Liquidation, filed September 25, 2017

SIGNATURES

~~SIGNATURES~~Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

DNIB UNWIND, INC.

Date: February 12, 2018

/s/ Geoffrey L. Berman

Geoffrey L. Berman

Chief Restructuring Officer

Filing Compare · DNIB UNWIND, INC.