4//SEC Filing
Shukla Abhinav A. 4
Accession 0001193125-25-189084
CIK 0001680367other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 6:30 AM ET
Size
7.9 KB
Accession
0001193125-25-189084
Insider Transaction Report
Form 4
Shukla Abhinav A.
Chief Technical Officer
Transactions
- Award
Warrants (Right to Buy)
2025-08-25+5,122→ 5,122 totalExercise: $1.08→ Common Stock (5,122 underlying) - Award
Common Stock
2025-08-25$0.87/sh+5,122$4,444→ 81,258 total
Footnotes (3)
- [F1]On August 4, 2025, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer in a private placement, which closed on August 25, 2025, issued and sold to the Reporting Person 5,122 shares of the Issuer's common stock and accompanying warrants (the "Warrants") to purchase up to an aggregate of 5,122 shares of the Issuer's common stock at a combined price per share and accompanying Warrant of $0.8677.
- [F2]Includes 600 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan (the "ESPP") on February 15, 2025 and 2,000 shares acquired by the Reporting Person under the ESPP on August 15, 2025.
- [F3]The Warrants are exercisable at any time on or after the original issuance date until the 30th day following the date on which the data from the single ascending dose and multiple ascending dose portions of the Issuer's Phase 1 clinical trial of SL-325, including receptor occupancy and safety data, and the design of the planned Phase 2 clinical trial(s) have been announced publicly.
Documents
Issuer
Shattuck Labs, Inc.
CIK 0001680367
Entity typeother
Related Parties
1- filerCIK 0001923377
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 6:30 AM ET
- Size
- 7.9 KB