4//SEC Filing
McClymont Donald 4
Accession 0001193125-25-216098
CIK 0001841925other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 8:00 PM ET
Size
11.8 KB
Accession
0001193125-25-216098
Insider Transaction Report
Form 4
McClymont Donald
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Class V Common Stock
2025-09-22−188,700→ 5,166,425 total - Exercise/Conversion
Class A Common Stock
2025-09-22+188,700→ 324,302 total - Sale
Class A Common Stock
2025-09-22$4.01/sh−188,700$756,555→ 135,602 total - Exercise/Conversion
ADK Class A Units
2025-09-22−188,700→ 5,166,425 totalExercise: $0.00From: 2021-12-10→ Class A Common Stock (5,366,425 underlying)
Holdings
- 68,115(indirect: By Spouse)
Class A Common Stock
Footnotes (5)
- [F1]Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
- [F2]Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
- [F3]The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates and prices through June 30, 2027.
- [F4]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.00 to $4.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F5]N/A
Documents
Issuer
indie Semiconductor, Inc.
CIK 0001841925
Entity typeother
Related Parties
1- filerCIK 0001866018
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 8:00 PM ET
- Size
- 11.8 KB