Compton Key 4/A
4/A · FiscalNote Holdings, Inc. · Filed Sep 26, 2025
Insider Transaction Report
Form 4/AAmended
Compton Key
Director
Transactions
- Award
Class A Common Stock
2022-07-29+57,553→ 57,553 total(indirect: See Footnote)
Footnotes (3)
- [F1]These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.
- [F2]Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote.
- [F3]The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.