Home/Filings/4/0001193125-25-228849
4//SEC Filing

Madryn Asset Management, LP 4

Accession 0001193125-25-228849

CIK 0001409269other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 7:23 PM ET

Size

13.5 KB

Accession

0001193125-25-228849

Insider Transaction Report

Form 4
Period: 2025-09-30
Transactions
  • Purchase

    Series Y Convertible Preferred Stock

    2025-09-30+545,3352,030,866 total(indirect: See footnotes)
    From: 2025-09-30Common Stock (4,957,587 underlying)
  • Disposition to Issuer

    Secured Subordinated Convertible Notes

    2025-09-300 total(indirect: See footnotes)
    Exercise: $264.00From: 2025-06-30Exp: 2026-12-09Common Stock (43,482 underlying)
Transactions
  • Disposition to Issuer

    Secured Subordinated Convertible Notes

    2025-09-300 total(indirect: See footnotes)
    Exercise: $264.00From: 2025-06-30Exp: 2026-12-09Common Stock (43,482 underlying)
  • Purchase

    Series Y Convertible Preferred Stock

    2025-09-30+545,3352,030,866 total(indirect: See footnotes)
    From: 2025-09-30Common Stock (4,957,587 underlying)
Transactions
  • Disposition to Issuer

    Secured Subordinated Convertible Notes

    2025-09-300 total(indirect: See footnotes)
    Exercise: $264.00From: 2025-06-30Exp: 2026-12-09Common Stock (43,482 underlying)
  • Purchase

    Series Y Convertible Preferred Stock

    2025-09-30+545,3352,030,866 total(indirect: See footnotes)
    From: 2025-09-30Common Stock (4,957,587 underlying)
Footnotes (7)
  • [F1]The Notes (as defined below) were convertible into shares of Common Stock at a conversion rate of 3.7878788 shares of Common Stock for each $1,000 principal amount of Notes.
  • [F2]The principal amount of subordinated convertible notes disposed of represents (x) $11,096,478.80, the initial principal balance of the subordinated convertible notes disclosed on a Form 4 filed by the Reporting Persons on July 2, 2025, plus (y) $382,828.52 of interest paid-in-kind on September 30, 2025.
  • [F3]The reported transactions involved an exchange of secured subordinated convertible notes in the aggregate principal amount of $11,479,307.35 (the "Notes") for 545,335 shares of Series Y Convertible Preferred Stock (the "Series Y Preferred Stock").
  • [F4]Represents securities held directly by Madryn Health Partners, LP ("Health Partners LP") and Madryn Health Partners (Cayman Master), LP ("Cayman Master LP" and together with Health Partners LP, the "Funds"). Madryn Asset Management, LP, as investment advisor for each of the Funds, and Madryn Health Advisors, LP, as general partner of each of the Funds, may be deemed to be beneficial owners of the shares held directly by the Funds.
  • [F5]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.
  • [F6]Each share of Series Y Preferred Stock is convertible into 9.0909 shares of Common Stock at the option of the holder or automatically upon certain conditions.
  • [F7]The Series Y Preferred Stock is perpetual and therefore has no expiration date.

Documents

1 file

Issuer

Venus Concept Inc.

CIK 0001409269

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001787423

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:23 PM ET
Size
13.5 KB