|4Oct 3, 4:04 PM ET

Malhotra R. Rimmy 4

4 · Genasys Inc. · Filed Oct 3, 2025

Insider Transaction Report

Form 4
Period: 2025-10-01
Transactions
  • Award

    Common Stock

    2025-10-01+6,411148,665 total
Holdings
  • Common Stock

    (indirect: See footnote)
    300
  • Common Stock

    (indirect: See footnote)
    1,628,495
Footnotes (3)
  • [F1]Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date.
  • [F2]Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.
  • [F3]Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

Documents

2 files