4//SEC Filing
Yoon Gene 4
Accession 0001193125-25-230427
CIK 0002067129other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:14 PM ET
Size
13.3 KB
Accession
0001193125-25-230427
Insider Transaction Report
Form 4
BSIV Hold 101, LP
10% Owner
Transactions
- Sale
Class A Common Stock
2025-10-01$18.75/sh−820,123$15,377,306→ 19,530,472 total
BSIV Hold 101 GP, LLC
10% Owner
Transactions
- Sale
Class A Common Stock
2025-10-01$18.75/sh−820,123$15,377,306→ 19,530,472 total
Yoon Gene
10% Owner
Transactions
- Sale
Class A Common Stock
2025-10-01$18.75/sh−820,123$15,377,306→ 19,530,472 total
Transactions
- Sale
Class A Common Stock
2025-10-01$18.75/sh−820,123$15,377,306→ 19,530,472 total
Bregal Sagemount Management LP
10% Owner
Transactions
- Sale
Class A Common Stock
2025-10-01$18.75/sh−820,123$15,377,306→ 19,530,472 total
Footnotes (3)
- [F1]The shares were sold pursuant to the underwriters' exercise of their over-allotment option in connection with the initial public offering of the Issuer's Class A Common Stock at a price per share equal to the initial public offering price, net of underwriting discounts and commissions. BSIV Hold 101, LP ("BSIV 101") was a selling stockholder in the initial public offering.
- [F2]The reported securities are held directly by BSIV 101. BSIV 101 is managed by BSIV Hold 101 GP, LLC, its general partner, which is managed by Bregal Sagemount IV General Partner Jersey Limited, its sole member, which is managed by a board of directors and is ultimately 100% owned by Gene Yoon. Bregal Sagemount Management LP, which is majority owned by Gene Yoon, is the investment advisor to BSIV 101.
- [F3]Each of the reporting persons disclaims beneficial ownership of the reported securities, except to the extent of such reporting person's pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission by any reporting person of beneficial ownership of the reported securities.
Documents
Issuer
Neptune Insurance Holdings Inc.
CIK 0002067129
Entity typeother
Related Parties
1- filerCIK 0001814482
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:14 PM ET
- Size
- 13.3 KB