4//SEC Filing
Duffy Matthew Paul 4
Accession 0001193125-25-230504
CIK 0002067129other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:36 PM ET
Size
12.5 KB
Accession
0001193125-25-230504
Insider Transaction Report
Form 4
Duffy Matthew Paul
President & Chief Risk OfficerOther
Transactions
- Other
Class A Common Stock
2025-10-02+1,160,000→ 1,160,000 total - Other
Stock Option (right to buy)
2025-10-02−95,500→ 0 totalExercise: $19.00Exp: 2035-09-18→ Common Stock (95,500 underlying) - Other
Stock Option (right to buy)
2025-10-02+95,500→ 95,500 totalExercise: $19.00Exp: 2035-09-18→ Class A Common Stock (95,500 underlying) - Other
Common Stock
2025-10-02−1,160,000→ 0 total - Award
Class A Common Stock
2025-10-02+791,853→ 1,951,853 total
Footnotes (3)
- [F1]Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering ("IPO").
- [F2]Represents shares of Class A Common Stock underlying an award of time-based restricted stock units ("RSUs"). The RSUs will vest in equal annual installments over three years, beginning on September 30, 2026, subject to the continuous service of the Reporting Person through each vesting date.
- [F3]The stock option fully vested upon the closing of (and became exercisable in connection with) the IPO.
Documents
Issuer
Neptune Insurance Holdings Inc.
CIK 0002067129
Entity typeother
Related Parties
1- filerCIK 0002077387
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:36 PM ET
- Size
- 12.5 KB