Home/Filings/4/0001193125-25-230514
4//SEC Filing

Steiner James 4

Accession 0001193125-25-230514

CIK 0002067129other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 5:39 PM ET

Size

12.5 KB

Accession

0001193125-25-230514

Insider Transaction Report

Form 4
Period: 2025-10-02
Steiner James
DirectorCFO and Secretary
Transactions
  • Other

    Stock Option (right to buy)

    2025-10-0295,5000 total
    Exercise: $19.00Exp: 2035-09-18Common Stock (95,500 underlying)
  • Other

    Stock Option (right to buy)

    2025-10-02+95,50095,000 total
    Exercise: $19.00Exp: 2035-09-18Class A Common Stock (95,500 underlying)
  • Award

    Class A Common Stock

    2025-10-02+535,6654,265,665 total
  • Other

    Common Stock

    2025-10-023,730,0000 total
  • Other

    Class A Common Stock

    2025-10-02+3,730,0003,730,000 total
Footnotes (3)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7, shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Second Amended and Restated Certificate of Incorporation of the Issuer immediately prior to the closing of the Issuer's initial public offering ("IPO").
  • [F2]Represents shares of Class A Common Stock underlying an award of time-based restricted stock units ("RSUs"). The RSUs will vest in equal annual installments over three years, beginning on September 30, 2026, subject to the continuous service of the Reporting Person through each vesting date.
  • [F3]The stock option fully vested upon the closing of (and became exercisable in connection with) the IPO.

Documents

1 file

Issuer

Neptune Insurance Holdings Inc.

CIK 0002067129

Entity typeother

Related Parties

1
  • filerCIK 0001629168

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:39 PM ET
Size
12.5 KB