4//SEC Filing
BoltRock Holdings LLC 4
Accession 0001193125-25-240339
CIK 0000894556other
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:35 PM ET
Size
15.0 KB
Accession
0001193125-25-240339
Insider Transaction Report
Form 4
BoltRock Holdings LLC
10% Owner
Transactions
- Conversion
Series C Converticle Preferred Stock
2025-09-03−650,000→ 69,007 total→ Common Stock (2,166,667 underlying) - Conversion
Common Stock
2025-09-03+2,166,667→ 2,416,667 total - Purchase
Warrant
2025-09-30+44,445→ 44,445 totalExercise: $6.00Exp: 2030-09-30→ Common Stock (44,445 underlying) - Purchase
Series C Convertible Preferred Stock
2025-09-30+26,667→ 95,674 total→ Common Stock (88,890 underlying) - Other
Series C Convertible Preferred Stock
2025-06-30+69,007→ 719,007 total→ Common Stock (230,024 underlying)
Footnotes (5)
- [F1]Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
- [F2]Represents shares of Series C Convertible Preferred Stock issued to the Reporting Person pursuant to an adjustment under the March 2025 Share Purchase Agreement to offset dilution from subsequent equity issuances.
- [F3]On September 30, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 26,667 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $400,000 ($15.00 per Series C Share).
- [F4]The Warrant is exercisable at any time by the Reporting Person prior to its expiration.
- [F5]In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.
Documents
Issuer
General Enterprise Ventures, Inc.
CIK 0000894556
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0002061007
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 4:35 PM ET
- Size
- 15.0 KB