BoltRock Holdings LLC 4

4 · General Enterprise Ventures, Inc. · Filed Oct 15, 2025

Insider Transaction Report

Form 4
Period: 2025-06-30
Transactions
  • Conversion

    Series C Converticle Preferred Stock

    2025-09-03650,00069,007 total
    Common Stock (2,166,667 underlying)
  • Conversion

    Common Stock

    2025-09-03+2,166,6672,416,667 total
  • Purchase

    Warrant

    2025-09-30+44,44544,445 total
    Exercise: $6.00Exp: 2030-09-30Common Stock (44,445 underlying)
  • Purchase

    Series C Convertible Preferred Stock

    2025-09-30+26,66795,674 total
    Common Stock (88,890 underlying)
  • Other

    Series C Convertible Preferred Stock

    2025-06-30+69,007719,007 total
    Common Stock (230,024 underlying)
Footnotes (5)
  • [F1]Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
  • [F2]Represents shares of Series C Convertible Preferred Stock issued to the Reporting Person pursuant to an adjustment under the March 2025 Share Purchase Agreement to offset dilution from subsequent equity issuances.
  • [F3]On September 30, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 26,667 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $400,000 ($15.00 per Series C Share).
  • [F4]The Warrant is exercisable at any time by the Reporting Person prior to its expiration.
  • [F5]In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4