BoltRock Holdings LLC 3
3 · General Enterprise Ventures, Inc. · Filed Oct 15, 2025
Insider Transaction Report
Form 3
BoltRock Holdings LLC
10% Owner
Holdings
Convertible Note
Exp: 2026-02-28→ Common Stock (5,500,000 underlying)- 1,815,155
Series A Preferred Stock
Warrant
Exercise: $0.50Exp: 2030-02-28→ Common Stock (2,500,000 underlying)Series C Convertible Preferred Stock
→ Common Stock (13,000,000 underlying)- 1,500,000
Common Stock
Footnotes (3)
- [F1]Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 20 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
- [F2]At any time while the Convertible Note remains outstanding, the Convertible Note is convertible at the whole, but not part of, outstanding principal plus all accrued and unpaid interest into shares of Common Stock at the conversion rate of $0.4 per share at the Reporting Person's election or automatically upon certain occurrences relating to the price of Common Stock. The reported amount includes shares of Common Stock issuable upon the conversion of interest that accrues at a rate of 10% per annum, payable in kind.
- [F3]The Warrant is exercisable at any time by the Reporting Person prior to its expiration.