4//SEC Filing
Aoki Ichiro 4
Accession 0001193125-25-288499
CIK 0001841925other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 7:00 PM ET
Size
24.5 KB
Accession
0001193125-25-288499
Insider Transaction Report
Form 4
Aoki Ichiro
DirectorPresident
Transactions
- Sale
Class A Common Stock
2025-11-17$3.66/sh−75,000$274,470→ 82,634 total - Exercise/Conversion
Class A Common Stock
2025-11-18+75,000→ 157,634 total - Exercise/Conversion
ADK Class A Units
2025-11-19−25,000→ 4,439,362 totalExercise: $0.00From: 2021-12-10→ Class A Common Stock (4,939,362 underlying) - Sale
Class A Common Stock
2025-11-19$3.44/sh−25,000$86,058→ 82,634 total - Exercise/Conversion
ADK Class A Units
2025-11-18−75,000→ 4,464,362 totalExercise: $0.00From: 2021-12-10→ Class A Common Stock (4,939,362 underlying) - Exercise/Conversion
Class V Common Stock
2025-11-18−75,000→ 4,464,362 total - Exercise/Conversion
ADK Class A Units
2025-11-17−75,000→ 4,539,362 totalExercise: $0.00From: 2021-12-10→ Class A Common Stock (4,939,362 underlying) - Exercise/Conversion
Class A Common Stock
2025-11-17+75,000→ 157,634 total - Sale
Class A Common Stock
2025-11-18$3.50/sh−75,000$262,215→ 82,634 total - Exercise/Conversion
Class V Common Stock
2025-11-17−75,000→ 4,539,362 total - Exercise/Conversion
Class V Common Stock
2025-11-19−25,000→ 4,439,362 total - Exercise/Conversion
Class A Common Stock
2025-11-19+25,000→ 107,634 total
Footnotes (7)
- [F1]Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
- [F2]Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
- [F3]Represents shares of Class A common stock sold in the open market.
- [F4]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.57 to $3.715, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.455 to $3.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $3.44 to $3.445, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F7]N/A
Documents
Issuer
indie Semiconductor, Inc.
CIK 0001841925
Entity typeother
Related Parties
1- filerCIK 0001865423
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 7:00 PM ET
- Size
- 24.5 KB