DICK ROGER L 4
4 · UWHARRIE CAPITAL CORP · Filed Dec 2, 2025
Insider Transaction Report
Form 4
DICK ROGER L
President/CEO of UCC
Transactions
- Other
Common Stock
2025-12-01+80→ 2,762 total - Other
Common Stock
2025-12-01+2,682→ 92,105 total - Other
Common Stock
2025-12-01+277→ 9,516 total
Footnotes (5)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
- [F2]Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025.
- [F4]Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
- [F5]Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian