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8-K//Current report

SL Investment Fund II LLC 8-K

Accession 0001193125-25-330865

CIK 0002028686operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 4:08 PM ET

Size

144.2 KB

Accession

0001193125-25-330865

Research Summary

AI-generated summary of this filing

Updated

SL Investment Fund II LLC Announces CCO Resignation and Replacement

What Happened

  • SL Investment Fund II LLC filed an 8-K on December 23, 2025, reporting that Gauranga Pal notified the Board on December 22, 2025 that he will resign as Chief Compliance Officer effective January 1, 2026. The filing states his resignation is not due to any disagreement with the Company.
  • The Board appointed Hope Brown as the Company’s Chief Compliance Officer effective January 1, 2026. Ms. Brown is an experienced compliance executive currently serving as Executive Director and CCO for the Calvert Funds and as Global Head of ESG Compliance Advisory at Morgan Stanley Investment Management.

Key Details

  • Resignation notice date: December 22, 2025; effective resignation date: January 1, 2026.
  • Incoming CCO: Hope Brown, age 52; finance industry experience since 1995; joined Calvert in 2014.
  • Ms. Brown will also become CCO of T Series Middle Market Loan Fund LLC, LGAM Private Credit LLC, Morgan Stanley Direct Lending Fund, North Haven Private Income Fund LLC and North Haven Private Income Fund A LLC effective January 1, 2026.
  • The filing discloses no disagreement with management and no related-party transactions or arrangements requiring disclosure under Item 404(a) of Regulation S‑K.

Why It Matters

  • This is an executive-level compliance change that affects who oversees the fund’s compliance program and regulatory matters. For investors, the appointment appears to provide continuity: Ms. Brown has extensive investment company and adviser compliance experience and already holds senior compliance roles within related Morgan Stanley entities.
  • The filing indicates an orderly transition (advance notice, same effective date for multiple related funds) and no disclosed conflicts or related-party transactions, reducing immediate governance or regulatory concerns for investors.