Aoki Ichiro 4
4 · indie Semiconductor, Inc. · Filed Jan 6, 2026
Insider Transaction Report
Form 4
Aoki Ichiro
DirectorPresident
Transactions
- Exercise/Conversion
Class A Common Stock
2026-01-03+1,587→ 86,288 total - Exercise/Conversion
Class A Common Stock
2026-01-03+9,375→ 95,663 total - Exercise/Conversion
Class A Common Stock
2026-01-03+6,250→ 101,913 total - Sale
Class A Common Stock
2026-01-05$3.67/sh−665$2,439→ 101,248 total - Sale
Class A Common Stock
2026-01-05$3.67/sh−3,913$14,350→ 97,335 total - Sale
Class A Common Stock
2026-01-05$3.67/sh−2,610$9,571→ 94,725 total - Exercise/Conversion
Restricted Stock Units
2026-01-03−1,587→ 0 total→ Class A Common Stock (1,587 underlying) - Exercise/Conversion
Restricted Stock Units
2026-01-03−9,375→ 9,375 total→ Class A Common Stock (18,750 underlying) - Exercise/Conversion
Performance-based Restricted Stock Units
2026-01-03−6,250→ 0 total→ Class A Common Stock (6,250 underlying)
Holdings
- 4,439,362
Class V Common Stock
Footnotes (5)
- [F1]Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- [F3]The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.
- [F4]Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.
- [F5]Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% vested on January 3, 2026.