4//SEC Filing
Wittmann Michael 4
Accession 0001193125-26-004917
CIK 0001841925other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:30 PM ET
Size
20.0 KB
Accession
0001193125-26-004917
Insider Transaction Report
Form 4
Wittmann Michael
Chief Operating Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2026-01-03+1,443→ 95,448 total - Exercise/Conversion
Class A Common Stock
2026-01-03+18,750→ 114,198 total - Exercise/Conversion
Class A Common Stock
2026-01-03+12,500→ 126,698 total - Sale
Class A Common Stock
2026-01-05$3.67/sh−5,216$19,128→ 121,482 total - Sale
Class A Common Stock
2026-01-05$3.67/sh−8,387$30,766→ 113,095 total - Sale
Class A Common Stock
2026-01-05$3.67/sh−1,710$6,273→ 111,385 total - Exercise/Conversion
Restricted Stock Units
2026-01-03−1,443→ 0 total→ Class A Common Stock (1,443 underlying) - Exercise/Conversion
Restricted Stock Units
2026-01-03−18,750→ 18,750 total→ Class A Common Stock (37,500 underlying) - Exercise/Conversion
Performance-based Restricted Stock Units
2026-01-03−12,500→ 0 total→ Class A Common Stock (12,500 underlying)
Footnotes (7)
- [F1]Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
- [F2]The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024, and modified on May 26, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2027.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in separate transactions at prices ranging from $3.61 to $3.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- [F5]The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.
- [F6]Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.
- [F7]Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% vested on January 3, 2026.
Documents
Issuer
indie Semiconductor, Inc.
CIK 0001841925
Entity typeother
Related Parties
1- filerCIK 0002009989
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 6:30 PM ET
- Size
- 20.0 KB