Arcellx, Inc.·4

Jan 6, 8:25 PM ET

Heery Christopher 4

4 · Arcellx, Inc. · Filed Jan 6, 2026

Insider Transaction Report

Form 4
Period: 2026-01-02
Heery Christopher
CHIEF MEDICAL OFFICER
Transactions
  • Exercise/Conversion

    Common Stock

    2026-01-02+13,02113,615 total
  • Exercise/Conversion

    Common Stock

    2026-01-03+16,52030,135 total
  • Exercise/Conversion

    Common Stock

    2026-01-06+13,06443,199 total
  • Award

    Restricted Stock Unit

    2026-01-02+67,70867,708 total
    Common Stock (67,708 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-0213,02113,021 total
    Common Stock (13,021 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-0316,5200 total
    Common Stock (16,520 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2026-01-0613,06439,194 total
    Common Stock (13,064 underlying)
Footnotes (6)
  • [F1]Includes 284 shares acquired under the Issuer's 2022 Employee Stock Purchase Plan on May 14, 2025, and 310 shares acquired under the Issuer's 2022 Employee Stock Purchase Plan on November 14, 2024.
  • [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
  • [F3]Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over four (4) years. "RSU Grant Date" shall mean January 2, 2026.
  • [F4]Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean January 2, 2024.
  • [F5]Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over three (3) years. "RSU Grant Date" shall mean January 3, 2023.
  • [F6]Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2022 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award will vest each year following the RSU Grant Date on the same day of the month as the RSU Grant Date (or, if there is no corresponding day in a particular month, then the last day of the month) over four (4) years. "RSU Grant Date" shall mean January 6, 2025.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4