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4//SEC Filing

GOLSEN BARRY H 4

Accession 0001193125-26-021329

CIK 0000060714other

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 6:00 PM ET

Size

20.1 KB

Accession

0001193125-26-021329

Research Summary

AI-generated summary of this filing

Updated

LSB Industries (LXU) Director Barry Golsen Sells Shares

What Happened
Barry H. Golsen, a director of LSB Industries (LXU), reported a series of open‑market sales from Jan 21–23, 2026. Across six dispositions he sold a total of 118,980 shares for aggregate proceeds of approximately $1,196,201. Reported weighted‑average prices were $10.06 (Jan 21 sales), $10.02 (Jan 22 sales) and $10.03 (Jan 23 sales); footnotes indicate individual trade prices within these sales ranged roughly from $10.00 to $10.16. The sales were effected pursuant to pre‑arranged 10b5‑1 trading plans.

Key Details

  • Transaction dates: Jan 21, 2026; Jan 22, 2026; Jan 23, 2026.
  • Reported trades (by line):
    • 1/21: 24,001 shares @ $10.06 ≈ $241,450
    • 1/21: 72,553 shares @ $10.06 ≈ $729,883
    • 1/22: 1,616 shares @ $10.02 ≈ $16,192
    • 1/22: 4,884 shares @ $10.02 ≈ $48,938
    • 1/23: 3,959 shares @ $10.03 ≈ $39,709
    • 1/23: 11,967 shares @ $10.03 ≈ $120,029
  • Total sold: 118,980 shares for ~ $1,196,201.
  • Ownership after transaction: not specified in the provided excerpt.
  • Notable footnotes: sales were executed under 10b5‑1 plans adopted Sept 4, 2025 (by Irrevocable Family Trusts and BGG Family LLC); reported prices are weighted averages and individual trade prices fall within stated ranges; some shares are held in trusts and some shares are owned of record by the reporting person’s spouse (spouse‑owned shares are disclaimed by the reporting person). The reporting person is trustee/manager of the relevant trusts/entities and is deemed to have a pecuniary interest in certain trust holdings per the filing.
  • Filing: Form 4 filed Jan 23, 2026, disclosing trades dated Jan 21–23, 2026.

Context
These are routine disposition transactions executed under pre‑arranged 10b5‑1 plans, which are commonly used by insiders to sell shares on a schedule and reduce concerns about timing based on inside information. No purchases, option exercises, or awards are reported in this filing. For retail investors, purchases are generally more indicative of insider confidence; sales can be routine or for personal/estate planning reasons — the 10b5‑1 disclosure here suggests these trades were preplanned rather than ad hoc.

Insider Transaction Report

Form 4
Period: 2026-01-21
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-01-21$10.06/sh24,001$241,45063,786 total(indirect: By Trust)
  • Sale

    Common Stock

    [F3][F4]
    2026-01-21$10.06/sh72,553$729,88351,894 total(indirect: By LLC)
  • Sale

    Common Stock

    [F5][F2]
    2026-01-22$10.02/sh1,616$16,19262,170 total(indirect: By Trust)
  • Sale

    Common Stock

    [F6][F4]
    2026-01-22$10.02/sh4,884$48,93847,010 total(indirect: By LLC)
  • Sale

    Common Stock

    [F7][F2]
    2026-01-23$10.03/sh3,959$39,70958,211 total(indirect: By Trust)
  • Sale

    Common Stock

    [F8][F4]
    2026-01-23$10.03/sh11,967$120,02935,043 total(indirect: By LLC)
Holdings
  • Common Stock

    [F9]
    (indirect: By Trust)
    44,029
  • Common Stock

    [F10]
    (indirect: By Spouse)
    693
  • Common Stock

    3,568
Footnotes (10)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.16, inclusive. The reporting person undertakes to provide to LSB Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by the Irrevocable Family Trusts on September 4, 2025.
  • [F10]These shares of common stock are owned of record by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares owned by his spouse.
  • [F2]These shares are held by separate irrevocable trusts established for the benefit of the reporting person and the reporting person's children and grandchildren (collectively, the "Irrevocable Family Trusts"), of which the reporting person is the trustee. The amount shown is the aggregate number of shares held in the Irrevocable Family Trusts. No single Irrevocable Family Trust has more than one beneficiary. Because the reporting person is trustee of the Irrevocable Family Trusts, of which the beneficiaries are either the reporting person or his children or grandchildren, the reporting person is deemed to have a pecuniary interest in the Issuer's common stock held by the Irrevocable Family Trusts, pursuant to Rule 16a-8(b)(2)(ii).
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by BGG Family LLC ("BGG") on September 4, 2025.
  • [F4]These shares are owned of record by BGG. Each of the reporting person and his spouse is a manager of BGG and has a 50% ownership interest in BGG.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.07, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by the Irrevocable Family Trusts on September 4, 2025.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by BGG on September 4, 2025.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10, inclusive. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by the Irrevocable Family Trusts on September 4, 2025.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales of shares of common stock reported on this Form 4 were effected pursuant to 10b5-1 trading plans adopted by BGG on September 4, 2025.
  • [F9]These shares are owned of record by the reporting person's revocable trust, of which the reporting person is the settlor and trustee and holds a pecuniary interest in the trust's holdings and transactions.
Signature
/s/ Barry H. Golsen|2026-01-23

Documents

1 file

Issuer

LSB INDUSTRIES, INC.

CIK 0000060714

Entity typeother

Related Parties

1
  • filerCIK 0001005714

Filing Metadata

Form type
4
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 6:00 PM ET
Size
20.1 KB