ALX ONCOLOGY HOLDINGS INC·4

Jan 28, 4:30 PM ET

Shantharam Harish 4

4 · ALX ONCOLOGY HOLDINGS INC · Filed Jan 28, 2026

Research Summary

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ALX Oncology CFO Shantharam Harish Receives Award of 303,000 Shares

What Happened Shantharam Harish, Chief Financial Officer of ALX Oncology Holdings, received a grant/award of 303,000 derivative shares on January 26, 2026. The filing reports an acquisition at $0.00 (no cash paid at grant). This is an executive equity award (not an open‑market purchase or sale), so it represents compensation rather than an immediate buy/sell signal.

Key Details

  • Transaction date: 2026-01-26; Form 4 filed: 2026-01-28 (appears timely).
  • Instrument: Derivative award (code A — grant/award); reported price $0.00.
  • Amount granted: 303,000 shares (reported as derivative).
  • Shares owned after transaction: not specified in the provided excerpt.
  • Footnote: F1 — the shares are subject to an option that vests in 48 equal monthly installments beginning February 26, 2026.
  • No mention in the excerpt of 10b5-1, tax withholding disposition, or a late filing flag.

Context This filing documents an option-style award to the CFO that vests monthly over four years, meaning the shares are not immediately transferable or saleable. Awards like this are a common form of executive compensation and do not by themselves indicate the insider is buying or selling stock in the market.

Insider Transaction Report

Form 4
Period: 2026-01-26
Shantharam Harish
Chief Financial Officer
Transactions
  • Award

    Stock option (right to buy)

    [F1]
    2026-01-26+303,000303,000 total
    Exercise: $1.48Exp: 2036-01-25Common Stock (303,000 underlying)
Footnotes (1)
  • [F1]Shares subject to the option vest in 48 equal monthly installments beginning on February 26, 2026.
Signature
/s/ Shelly Pinto, by power of attorney|2026-01-28

Documents

1 file
  • 4
    ownership.xmlPrimary

    4