Jones Tammi A 4

4 · Alcoa Corp · Filed Jan 28, 2026

AI-generated summary of this filing

Updated Jan 29, 2026

Alcoa (AA) EVP Tammi Jones Has Shares Withheld for Taxes

What Happened

Tammi A. Jones, Executive Vice President & Chief Human Resources Officer of Alcoa Corp (AA), experienced vesting and settlement of restricted stock units (RSUs) on Jan 26, 2026. To satisfy tax obligations, the issuer withheld a total of 10,109 shares (reported as dispositions) at $58.55 per share, totaling $591,882. In connection with the same vesting/settlement activity, Jones acquired 328 shares (stock-settled dividend equivalents) at $58.55 per share, totaling $19,204.
These transactions reflect routine tax withholding and RSU-related stock settlement rather than an open-market sale or a discretionary purchase. Net effect: a reduction of 9,781 shares (approximately $572,678) from her holdings.

Key Details

Transaction date and price: Jan 26, 2026 — all reported at $58.55 per share.
Dispositions (tax withholding): 7,630; 133; 2,304; 42 — total withheld = 10,109 shares (codes F).
Acquisitions (stock settlement of dividend equivalents / RSUs): 248 and 80 — total acquired = 328 shares (code A).
Total values: withheld ≈ $591,882; acquired ≈ $19,204; net decrease ≈ $572,678.
Shares owned after the transaction: not specified in the provided filing excerpt.
Footnotes: F1/F3 = issuer withheld shares to satisfy tax obligations upon RSU vesting (RSUs granted in 2023 & 2024). F2 = shares from stock settlement of dividend equivalents. F4 relates to 401(k) unit reporting (not directly applicable here).
Filing timeliness: Form filed Jan 28, 2026 for Jan 26 transactions — appears timely (within the standard two-business-day window).

Context

These filings show issuer withholding to cover taxes on vested RSUs and settlement of dividend equivalents — common administrative treatments that do not necessarily signal insider sentiment. This is not an open-market sale by the executive, nor an exercised option sold in the market; it is a stock settlement and tax withholding event tied to RSU vesting.

Form 4

Period: 2026-01-26

EVP & CHRO

Transactions

Tax Payment
Common Stock, par value $0.01 per share
[F1]
2026-01-26$58.55/sh−7,630$446,737→ 45,064 total
Award
Common Stock, par value $0.01 per share
[F2]
2026-01-26$58.55/sh+248$14,520→ 45,312 total
Tax Payment
Common Stock, par value $0.01 per share
[F3]
2026-01-26$58.55/sh−133$7,787→ 45,179 total
Tax Payment
Common Stock, par value $0.01 per share
[F1]
2026-01-26$58.55/sh−2,304$134,899→ 9,593 total(indirect: By Spouse)
Award
Common Stock, par value $0.01 per share
[F2]
2026-01-26$58.55/sh+80$4,684→ 9,673 total(indirect: By Spouse)
Tax Payment
Common Stock, par value $0.01 per share
[F3]
2026-01-26$58.55/sh−42$2,459→ 9,631 total(indirect: By Spouse)

Holdings

Footnotes (4)

[F1]Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2023 and 2024.
[F2]Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2023 and 2024, based on the share price at the time of vesting.
[F3]Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2023 and 2024, based on the share price at the time of vesting.
[F4]Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.

Signature

/s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones|2026-01-28

1 file