|4Feb 4, 4:32 PM ET

Goldstein Jeffrey A 4

4 · Bank of New York Mellon Corp · Filed Feb 4, 2026

Research Summary

AI-generated summary of this filing

Updated

BNY Mellon (BK) Director Jeffrey Goldstein Receives Phantom Stock Award

What Happened

  • Jeffrey A. Goldstein, a director of The Bank of New York Mellon Corporation (BK), was credited with 339.045 shares (phantom stock) on Feb 2, 2026. The award is recorded at a per-share value of $121.61, for a total value of $41,231. This was an award/acquisition (transaction code A) under the company’s director deferred compensation arrangements, not an open-market purchase.

Key Details

  • Transaction date: 2026-02-02 (Period of Report). Form filed: 2026-02-04.
  • Shares/amount: 339.045 phantom shares at $121.61 per share; total recorded value $41,231.
  • Shares owned after transaction: Not disclosed in the Form 4 filing.
  • Footnote: Phantom stock was acquired pursuant to a prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors and is payable at a specified future date in shares of common stock.
  • Filing timeliness: Report filed two days after the transaction date (not indicated as late).
  • Remark: Exhibit 24 (Power of Attorney) included in filing.

Context

  • This transaction is a deferred-compensation award (phantom stock) elected previously by the director and payable in shares at a future date. Such awards are routine forms of director compensation and do not represent an open-market purchase or sale of existing shares.

Insider Transaction Report

Form 4
Period: 2026-02-02
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-02$121.61/sh+339.045$41,23141,785.138 total
Footnotes (1)
  • [F1]Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
Signature
/s/ Jean Weng, Attorney-in-Fact|2026-02-04

Documents

2 files