CAVU Venture Partners II, LP 3
3 · Once Upon a Farm, PBC · Filed Feb 5, 2026
Insider Transaction Report
Form 3
CAVU Venture Partners II, LP
10% Owner
Holdings
- 731,396(indirect: By CAVU Venture Partners IV L.P.)
Common Stock
[F1][F2] - 538,729(indirect: By TNG Investors LP)
Common Stock
[F1][F2] - (indirect: By TNG Investors LP)
Series A-2 Preferred Stock
[F3][F1][F2]→ Common Stock (107,749 underlying) - (indirect: By CAVU Venture Partners II L.P.)
Series B-1 Preferred Stock
[F3][F1][F2]→ Common Stock (4,804,965 underlying) - (indirect: By CAVU Venture Partners II L.P.)
Series B-2 Preferred Stock
[F3][F1][F2]→ Common Stock (914,243 underlying) - (indirect: By CAVU Venture Partners II L.P.)
Series C-1 Preferred Stock
[F3][F1][F2]→ Common Stock (874,954 underlying) - (indirect: By CAVU Venture Partners II L.P.)
Series D Preferred Stock
[F3][F1][F2]→ Common Stock (817,340 underlying) - (indirect: By CAVU Venture Partners III L.P.)
Series D Preferred Stock
[F3][F1][F2]→ Common Stock (2,274,219 underlying)
Footnotes (3)
- [F1]CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.
- [F2](continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- [F3]The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.