Once Upon a Farm, PBC·4

Feb 9, 8:22 PM ET

Bent Megan Reimers 4

4 · Once Upon a Farm, PBC · Filed Feb 9, 2026

Research Summary

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Once Upon a Farm Director Megan Reimers Receives Awards

What Happened
Megan Reimers, a director of Once Upon a Farm, PBC (OFRM), reported transactions tied to the company’s Feb 9, 2026 IPO. The filing shows: (1) 46,039 shares were acquired via automatic conversion of Series C-1 and C-2 preferred stock into common stock (no additional consideration; value reported as N/A); (2) 6,112 restricted stock units (RSUs) were granted at $0.00; and (3) two derivative dispositions to the issuer of 16,493 and 29,546 shares (both $0.00). The two dispositions total 46,039 shares — equal to the converted preferred shares — leaving the 6,112 RSUs as the net addition reported on this Form 4, subject to vesting.

Key Details

  • Transaction date: 2026-02-09 (all items reported same day). Report filed Feb 9, 2026.
  • Prices/values: Converted preferred shares reported as N/A; RSUs granted at $0.00; dispositions to issuer reported at $0.00.
  • Net effect (based on reported lines): 46,039 converted shares were reported and 46,039 shares were surrendered to the issuer; 6,112 RSUs remain granted (subject to vesting). Total post-transaction beneficial ownership for the reporting person is not specified on the provided lines.
  • Footnotes: F1 — Series C-1 and C-2 preferred automatically converted into common stock at the IPO closing for no additional consideration. F2 — RSUs were granted in connection with the IPO and vest in full on the earlier of the first anniversary of the IPO closing and the next annual meeting, subject to continued board service.
  • Timeliness: Filing date matches transaction date; no late filing indicated in the provided data.

Context
These transactions appear to be IPO-related corporate and compensation events (preferred-stock conversion and RSU grants) rather than open-market buys or sells. Dispositions reported as “to the issuer” and shown at $0.00 are derivative-type entries tied to the IPO mechanics (e.g., conversion/surrender) rather than market sales for cash. RSUs are subject to time- and service-based vesting, so they are not immediate free-and-clear shares until vesting conditions are met.

Insider Transaction Report

Form 4
Period: 2026-02-09
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-09+46,03946,039 total
  • Award

    Common Stock

    [F2]
    2026-02-09+6,11252,151 total
  • Disposition to Issuer

    Series C-1 Preferred Stock

    [F1]
    2026-02-0916,4930 total
    Common Stock (16,493 underlying)
  • Disposition to Issuer

    Series C-2 Preferred Stock

    [F1]
    2026-02-0929,5460 total
    Common Stock (29,546 underlying)
Footnotes (2)
  • [F1]The Series C-1 and Series C-2 Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
  • [F2]In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.
Signature
/s/ Genevieve Kelly, as Attorney-in-fact|2026-02-09

Documents

1 file
  • 4
    ownership.xmlPrimary

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