Garner Jennifer Anne 4

4 · Once Upon a Farm, PBC · Filed Feb 9, 2026

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Updated Feb 10, 2026

Once Upon a Farm Director Jennifer Garner Receives and Surrenders 386,043 Shares

What Happened

Jennifer Anne Garner, a director of Once Upon a Farm, PBC (OFRM), shows a conversion and immediate disposition on Feb 9, 2026. A total of 386,043 shares were acquired via two conversion/awards (239,360 and 146,683 shares) and the same 386,043 shares were reported disposed to the issuer in multiple derivative dispositions at $0.00. The filing reports no cash proceeds for the dispositions (total $0).

Key Details

Transaction date: February 9, 2026.
Acquisitions: 239,360 shares and 146,683 shares reported as awards/conversion (price N/A; per footnote these were automatic conversions of preferred into common at IPO closing).
Dispositions: 58,718; 160,259; 20,383; 95,632; and 51,051 shares — all reported as dispositions to the issuer at $0.00 (derivative).
Net effect: 386,043 shares acquired and 386,043 shares disposed — net reported change = 0 shares and no cash proceeds.
Shares owned after transaction: not specified in the Form 4 filing.
Footnote: The preferred stock automatically converted into common stock for no additional consideration as of the closing of the issuer’s IPO on Feb 9, 2026.
Filing timeliness: Reported for the period/date of the transactions (no late filing indicated).

Context

This filing documents a conversion of preferred stock into common stock (an automatic IPO-related conversion) and subsequent zero‑priced dispositions to the issuer. The dispositions are reported as derivative transactions to the issuer; the Form 4 does not state the specific reason for those surrender/disposition line items (the filing shows no cash changed hands). These items are administrative in nature and do not necessarily indicate a conventional open-market buy or sell.

Form 4

Period: 2026-02-09

Director

Transactions

Award
Common Stock
[F1]
2026-02-09+239,360→ 1,788,861 total
Award
Common Stock
[F1]
2026-02-09+146,683→ 146,683 total(indirect: By Trust)
Disposition to Issuer
Series A-1 Preferred Stock
[F1]
2026-02-09−58,718→ 0 total
→ Common Stock (58,718 underlying)
Disposition to Issuer
Series B-1 Preferred Stock
[F1]
2026-02-09−160,259→ 0 total
→ Common Stock (160,259 underlying)
Disposition to Issuer
Series B-2 Preferred Stock
[F1]
2026-02-09−20,383→ 0 total
→ Common Stock (20,383 underlying)
Disposition to Issuer
Series C-1 Preferred Stock
[F1]
2026-02-09−95,632→ 0 total(indirect: By Trust)
→ Common Stock (95,632 underlying)
Disposition to Issuer
Series D Preferred Stock
[F1]
2026-02-09−51,051→ 0 total(indirect: By Trust)
→ Common Stock (51,051 underlying)

Footnotes (1)

[F1]The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

Signature

/s/ Genevieve Kelly, as Attorney-in-fact|2026-02-09

1 file