Foraker John M. 4

4 · Once Upon a Farm, PBC · Filed Feb 9, 2026

AI-generated summary of this filing

Updated Feb 10, 2026

Once Upon a Farm (OFRM) CEO John Foraker Receives Awards

What Happened

John M. Foraker, Chief Executive Officer, Co‑Founder and Chair of Once Upon a Farm (OFRM), received a mix of equity awards and saw preferred shares convert at the company's IPO. The filing shows acquisitions of 473,092 and 69,445 common shares on Feb 9, 2026 (conversion of preferred per footnote) and 98,288 shares granted on Feb 5, 2026 (derivative award) — all reported at $0.00.
The filing also lists a series of derivative dispositions to the issuer on Feb 9, 2026 (59,092; 133,294; 96,118; 103,037; 57,372; and 24,179 shares) reported at $0.00. The disposition total (473,092 shares) matches one of the converted amounts, indicating shares were surrendered/cancelled to the issuer for no cash consideration.

Key Details

Transaction dates and prices: grants/conversions on 2026-02-05 and 2026-02-09; all reported at $0.00 (conversion/grant/cancellation rather than cash trades).
Shares acquired (per filing): 473,092; 69,445; and 98,288 (total reported acquisitions = 640,825).
Shares disposed to issuer (per filing): 59,092; 133,294; 96,118; 103,037; 57,372; 24,179 (total disposed = 473,092).
Shares owned after the transactions: not specified in the provided filing excerpt.
Footnotes: F1 = preferred stock automatically converted into common stock at the IPO closing (Feb 9, 2026). F2 = RSUs granted that vest 25% after one year and the remainder annually over three years, subject to continued service. F3 = stock options granted with a similar 25%/75% multi‑year vesting schedule.
Timeliness: Form filed 2026-02-09 for transactions dated 2026-02-05 and 02-09; filing falls within the typical two-business‑day Form 4 window and is not indicated as late.

Context

These entries reflect equity conversions and grants tied to the company's IPO and executive compensation, not open‑market buying or selling for cash. RSUs and options have multi‑year vesting schedules (per F2/F3), so the grants do not represent immediately tradable shares.
Dispositions to the issuer at $0.00 typically indicate conversion, cancellation, or net settlement related to the IPO or award mechanics rather than a market sale.

Form 4

Period: 2026-02-05

DirectorSee Remarks

Transactions

Award
Common Stock
[F1]
2026-02-09+473,092→ 1,359,846 total(indirect: By Trust)
Award
Common Stock
[F2]
2026-02-09+69,445→ 669,933 total
Disposition to Issuer
Series A-1 Preferred Stock
[F1]
2026-02-09−59,092→ 0 total(indirect: By Trust)
→ Common Stock (59,092 underlying)
Disposition to Issuer
Series A-2 Preferred Stock
[F1]
2026-02-09−133,294→ 0 total(indirect: By Trust)
→ Common Stock (133,294 underlying)
Disposition to Issuer
Series B-1 Preferred Stock
[F1]
2026-02-09−96,118→ 0 total(indirect: By Trust)
→ Common Stock (96,118 underlying)
Disposition to Issuer
Series B-2 Preferred Stock
[F1]
2026-02-09−103,037→ 0 total(indirect: By Trust)
→ Common Stock (103,037 underlying)
Disposition to Issuer
Series C-1 Preferred Stock
[F1]
2026-02-09−57,372→ 0 total(indirect: By Trust)
→ Common Stock (57,372 underlying)
Disposition to Issuer
Series D Preferred Stock
[F1]
2026-02-09−24,179→ 0 total(indirect: By Trust)
→ Common Stock (24,179 underlying)
Award
Employee Stock Options (right to buy)
[F3]
2026-02-05+98,288→ 98,288 total
Exercise: $18.00Exp: 2036-02-05→ Common Stock (98,288 underlying)

Holdings

Footnotes (3)

[F1]The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
[F2]In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.
[F3]In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

Signature

/s/ Genevieve Kelly, as Attorney-in-fact|2026-02-09

1 file