ROBB WALTER E IV 4

4 · Once Upon a Farm, PBC · Filed Feb 9, 2026

AI-generated summary of this filing

Updated Feb 10, 2026

Once Upon a Farm (OFRM) Director Robb Walter IV Acquires Shares

What Happened

Robb Walter E. IV, a director of Once Upon a Farm, PBC (OFRM), had several related transactions on 2026-02-09. He received 134,303 shares via automatic conversion of preferred stock (no cash paid), was granted 6,112 restricted stock units (RSUs), and purchased 5,555 common shares in the offering at $18.00 each for a total cash outlay of $99,990.
The filing also shows dispositions to the issuer totaling 134,303 shares (listed as derivative dispositions). These disposition amounts match the automatic conversion reported in the filing (see footnote F1).

Key Details

Transaction date: 2026-02-09 (all events reported same day).
Purchase: 5,555 shares at $18.00 each = $99,990 (open market/IPO purchase; footnote F3).
Awards/Conversion: 134,303 shares from automatic preferred-to-common conversion (footnote F1); 6,112 RSUs granted tied to IPO (footnote F2).
Dispositions: 16,082; 101,354; 6,657; and 10,210 shares disposed to the issuer (total 134,303) — reported as derivative dispositions and equal the converted-share amount.
Net reported change: Acquisitions total 145,970 shares (134,303 conversion + 6,112 RSUs + 5,555 purchase); dispositions total 134,303 shares; net increase in reported shares = 11,667 (5,555 purchased + 6,112 RSUs). Note the 6,112 RSUs vest per footnote F2 and may not be immediately transferable.
Shares owned after transaction: not explicitly stated in the excerpt of the filing provided.
Filing timeliness: Reported on 2026-02-09 for transactions dated 2026-02-09; no late filing indicated.

Context

The 134,303-share entry reflects an automatic conversion of preferred stock into common stock at the closing of the company’s IPO (no additional consideration) per footnote F1.
The 6,112 RSUs were granted in connection with the IPO and vest on the earlier of the first anniversary of the IPO close or the next annual meeting, subject to continued board service (footnote F2).
The purchase of 5,555 shares at the IPO price is a direct insider purchase (cash outlay ~$100k); purchases can be more informative than routine dispositions but do not, by themselves, indicate motive.

Form 4

Period: 2026-02-09

Director

Transactions

Award
Common Stock
[F1]
2026-02-09+134,303→ 134,303 total
Award
Common Stock
[F2]
2026-02-09+6,112→ 140,415 total
Purchase
Common Stock
[F3]
2026-02-09$18.00/sh+5,555$99,990→ 145,970 total
Disposition to Issuer
Series B-1 Preferred Stock
[F1]
2026-02-09−16,082→ 0 total
→ Common Stock (16,082 underlying)
Disposition to Issuer
Series B-2 Preferred Stock
[F1]
2026-02-09−101,354→ 0 total
→ Common Stock (101,354 underlying)
Disposition to Issuer
Series C-1 Preferred Stock
[F1]
2026-02-09−6,657→ 0 total
→ Common Stock (6,657 underlying)
Disposition to Issuer
Series D Preferred Stock
[F1]
2026-02-09−10,210→ 0 total
→ Common Stock (10,210 underlying)

Footnotes (3)

[F1]The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
[F2]In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.
[F3]The shares of common stock were purchased by the reporting person at the initial public offering price.

Signature

/s/ Genevieve Kelly, as Attorney-in-fact|2026-02-09

1 file