Dozier Beverly J 4
4 · FIRST US BANCSHARES, INC. · Filed Feb 11, 2026
Research Summary
AI-generated summary of this filing
FUSB SVP Beverly Dozier Withholds 386 Shares for Taxes
What Happened
Beverly J. Dozier, Senior Vice President, Secretary and Assistant Treasurer of First US Bancshares, Inc. (FUSB), had a total of 386 shares withheld to satisfy tax liabilities related to equity transactions. The filing reports three withholding events: 139 shares on Feb 9, 2026 at $15.64 (≈ $2,174), 139 shares on Feb 10, 2026 at $15.52 (≈ $2,157), and 108 shares on Feb 10, 2026 at $15.52 (≈ $1,676). These shares were disposed (i.e., surrendered/withheld) rather than sold in the open market.
Key Details
- Transaction dates and prices:
- 2026-02-09: 139 shares @ $15.64 — $2,174 (withheld)
- 2026-02-10: 139 shares @ $15.52 — $2,157 (withheld)
- 2026-02-10: 108 shares @ $15.52 — $1,676 (withheld)
- Total shares withheld: 386; aggregate value ≈ $6,007.
- Shares owned after the transactions: not disclosed in the filing.
- Footnotes:
- F1: Represents the withholding of shares for tax purposes.
- F2: Based on information from OneAmerica, recordkeeper of the FUSB 401(k) Plan as of Feb 10, 2026.
- Filing: Report filed Feb 11, 2026 (appears timely given the Feb 9–10 transaction dates).
- Transaction code: F — tax withholding (not an open-market sale; reported as "Disposed").
Context
The "F" code indicates shares were surrendered to the company to cover taxes, commonly occurring after option exercises or vesting events. This is an administrative, tax-related action (often called a cashless or net exercise/withholding) and does not necessarily reflect the insider’s view on the company’s stock.
Insider Transaction Report
- Tax Payment
Common Stock, $.01 par value
[F1]2026-02-09$15.64/sh−139$2,174→ 7,471 total - Tax Payment
Common Stock, $.01 par value
[F1]2026-02-10$15.52/sh−139$2,157→ 7,332 total - Tax Payment
Common Stock, $.01 par value
[F1]2026-02-10$15.52/sh−108$1,676→ 7,224 total
- 8,596(indirect: By Trust)
Common Stock, $.01 par value
- 21,670(indirect: By 401(k))
Common Stock, $.01 par value
[F2]
Footnotes (2)
- [F1]Represents the withholding of shares for tax purposes.
- [F2]Based on information provided by OneAmerica, the recordkeeper of the First US Bancshares, Inc. 401(K) Plan, as of February 10, 2026.