Scroggins Eric C. 4

What Happened

• Eric C. Scroggins, Chief Legal Officer & Assistant Secretary of Allison Transmission Holdings (ALSN), had restricted stock units (RSUs) and dividend equivalent rights (DERs) settle on Feb 19, 2026, resulting in the issuance of 420 shares (416 + 4).
• Of those shares, 147 were withheld to satisfy tax withholding obligations at $117.78 per share for a withholding value of $17,314. The RSUs/DERs converted to shares (reported as derivative conversions/exercises at $0), and the remaining shares were delivered to the insider. This was a settlement of compensation awards—not an open-market sale or purchase.

Key Details

• Transaction date: 2026-02-19; Form 4 filed 2026-02-23 (filing appears to be within the typical 2-business-day window).
• Reported entries: A = award/acquisition (416 shares; 4 shares), M = exercise/conversion of derivative (416 and 4 shares at $0), F = tax withholding (147 shares withheld at $117.78; $17,314).
• Total shares resulting from settlement: 420 (416 RSUs + 4 DERs). Shares owned after the transaction are not stated in the provided filing.
• Footnotes: RSUs were granted Feb 19, 2025 and vested/settled now; DERs represent dividend equivalents that vest with RSUs; 147 shares were withheld by ALSN to satisfy tax obligations.

Context

• This filing reflects routine compensation settlement (RSU/DER vesting and share issuance), which is different from an open-market purchase (bullish signal) or sale (liquidity event). The derivative entries reflect conversion/settlement of awarded units into common shares; the tax obligation was satisfied via share withholding rather than a cash sale.