Avidity Biosciences, Inc.·4

Feb 27, 2:56 PM ET

LEVIN ARTHUR A 4

4 · Avidity Biosciences, Inc. · Filed Feb 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Avidity (RNAM) Director Arthur Levin Sells 443,457 Shares in Merger

What Happened Arthur A. Levin, a director of Avidity Biosciences (RNAM), disposed of a total of 443,457 shares/equivalents on 2026-02-27 pursuant to the Agreement and Plan of Merger with Novartis. The filings show 147,934 shares of common stock (including shares issuable on previously reported RSUs) were converted under the merger consideration of $72.00 per share (≈ $10.65 million). The remaining 295,523 share‑equivalents were option/derivative interests that were cashed out under the merger agreement; option payouts were equal to the excess of the $72.00 merger consideration over each option’s exercise price (individual option payout amounts not disclosed).

Key Details

  • Transaction date: 2026-02-27; Form 4 filed the same day (timely).
  • Reported disposals: total 443,457 shares/equivalents (147,934 common/RSU shares; 295,523 derivative/options).
  • Cash consideration: common/RSU portion cashed at $72.00/share (~$10.65M). Options were cash‑settled for the difference between $72 and their exercise prices (exact option cash amounts not provided).
  • Filing shows "Disposition to the issuer (D)" under the Merger Agreement with Novartis (Agreement dated Oct 25, 2025).
  • Shares owned after the transaction: not specified in the provided excerpt of the filing.

Context These were not open‑market sales but dispositions required by a change‑of‑control merger: common shares/RSUs were converted at the stated merger price and options were cash‑settled per the merger terms. Such transactions reflect deal consideration rather than an independent trading decision by the insider.

Insider Transaction Report

Form 4Exit
Period: 2026-02-27
Transactions
  • Disposition to Issuer

    Common Stock

    [F1]
    2026-02-2716,5620 total
  • Disposition to Issuer

    Common Stock

    [F1]
    2026-02-27131,3720 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    [F2]
    2026-02-2710,0340 total
    Exercise: $33.62Exp: 2035-06-09Common Stock (10,034 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    [F2]
    2026-02-2713,4890 total
    Exercise: $39.96Exp: 2034-06-12Common Stock (13,489 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    [F2]
    2026-02-27144,0000 total
    Exercise: $22.47Exp: 2033-01-19Common Stock (144,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    [F2]
    2026-02-27115,5000 total
    Exercise: $14.22Exp: 2032-01-20Common Stock (115,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    [F2]
    2026-02-2712,5000 total
    Exercise: $22.34Exp: 2031-02-01Common Stock (12,500 underlying)
Footnotes (2)
  • [F1]The reported securities represent shares of Common Stock (inclusive of shares of Common Stock issuable upon settlement of previously reported restricted stock units) disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of October 25, 2025 (the "Merger Agreement"), among Novartis AG ("Novartis"), Ajax Acquisition Sub, Inc., an indirect wholly owned subsidiary of Novartis, and the Issuer.
  • [F2]The reported Options were disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the merger consideration of $72.00 over the exercise price.
Signature
/s/ John B. Moriarty, Jr., J.D., Attorney-in-Fact|2026-02-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4