PLUS THERAPEUTICS, INC.·4

Feb 27, 4:08 PM ET

Sims Andrew John Hugh MacIntyre 4

4 · PLUS THERAPEUTICS, INC. · Filed Feb 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Plus Therapeutics (PSTV) CFO Andrew Sims Receives RSU Award

What Happened

  • Andrew John Hugh MacIntyre Sims, Chief Financial Officer of Plus Therapeutics (PSTV), was awarded a total of 699,083 derivative units on Feb 25, 2026 (reported as two awards of 349,542 and 349,541 RSUs). Each unit is a contingent right to receive one share of common stock; the awards were reported at $0 per unit (no cash paid on grant). This is a compensation/award grant rather than a market purchase or sale.

Key Details

  • Transaction date: 2026-02-25; Filing date (Form 4): 2026-02-27 (filed within the typical 2-business-day window).
  • Award amount: 349,542 RSUs + 349,541 RSUs = 699,083 RSUs; reported price $0.00 (derivative award).
  • Vesting (Footnote F1): RSUs vest ratably over 12 quarters in equal 1/12th increments, beginning April 1, 2026, then quarterly thereafter.
  • Additional footnote (F2) in the filing describes option vesting rules (1/48th monthly over four years and vest-on-change-of-control) — the primary reported awards here are RSUs per F1.
  • Shares owned after transaction: not specified in the reported Form 4.

Context

  • RSU grants are common executive compensation and are primarily a retention tool; they do not represent an immediate market purchase or sale and do not by themselves indicate a buying or selling signal. Because these RSUs vest over multiple quarters, actual shares (and any related tax events) will occur as vesting milestones are reached.

Insider Transaction Report

Form 4
Period: 2026-02-25
Sims Andrew John Hugh MacIntyre
Chief Financial Officer
Transactions
  • Award

    Restricted Stock Units

    [F1]
    2026-02-25+349,542732,774 total
    Exercise: $0.00Common Stock (349,542 underlying)
  • Award

    Stock Option (Right to Buy)

    [F2]
    2026-02-25+349,541349,541 total
    Exercise: $0.28Exp: 2036-02-24Common Stock (349,541 underlying)
Footnotes (2)
  • [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs awarded vest ratably over twelve quarters in substantially equal 1/12th increments, commencing with 1/12th vesting on April 1, 2026 and the remainder vesting quarterly thereafter.
  • [F2]The options vest over four years in substantially equal 1/48th increments on each monthly anniversary of the issuance and vest on a change of control in accordance with the Optionee's employment agreement.
Signature
Andrew Sims, as attorney-in-fact|2026-02-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4