Sow Good Inc.·4

Feb 27, 6:05 PM ET

Goldfarb Claudia 4

4 · Sow Good Inc. · Filed Feb 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Sow Good (SOWG) COO Claudia Goldfarb Receives Award of 94,555 Shares

What Happened

  • Claudia Goldfarb, Chief Operating Officer of Sow Good Inc. (SOWG), received a grant/award of 94,555 shares on Feb 12, 2026 at $0.35 per share, valued at about $33,094. This transaction is recorded on a Form 4 filed with the SEC on Feb 27, 2026. A grant/acquisition is generally a purchase-like, insider accumulation signal (as opposed to a sale).

Key Details

  • Transaction date and price: 2026-02-12 — 94,555 shares at $0.35 per share (total ≈ $33,094).
  • SEC filing: Form 4 filed 2026-02-27 (filed 15 days after the transaction; later than the usual two-business-day filing requirement).
  • Reported holdings: Form notes Mrs. Goldfarb (with spouse Ira Goldfarb) holds 556,072 shares as joint tenants; adding the 94,555-share award would imply ~650,627 shares jointly, not accounting for other holdings described below.
  • Convertible interests and related holdings:
    • Footnote: 292,425 shares are underlying a senior convertible promissory note held jointly with her spouse (convertible at holder election based on a five-day average price calculation).
    • Some shares are also held via S‑FDF, LLC, over which Mrs. Goldfarb and Ira Goldfarb share control and pecuniary interest.
  • Related persons: Ira Goldfarb (spouse) is also a reporting person and is identified as a director, officer and an indirect 10% beneficial owner.
  • No indication in the filing of a 10b5-1 plan, tax withholding, cashless sale, or immediate disposition of the awarded shares.

Context

  • This was an equity award/grant (transaction code A), which increases an insider’s stake rather than reducing it. Grants can reflect compensation or retention rather than a market-view signal; they are informative because they increase insider exposure to the company’s stock.
  • The filing’s late date means investors received the disclosure after the usual two-business-day window; while late filings are often administrative oversights, they reduce the timeliness of disclosure and are worth noting when evaluating insider activity.
  • The convertible note disclosure means additional shares could be created if conversion occurs; those potential shares are separate from the awarded shares reported here.

Insider Transaction Report

Form 4
Period: 2025-02-18
Goldfarb Claudia
DirectorChief Operating Officer10% Owner
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-12$0.35/sh+94,555$33,0941,022,697 total
Holdings
  • Common Stock

    [F2]
    (indirect: By LLC)
    1,620,973
  • Senior Convertible Promissory Note

    [F3][F4]
    Exercise: $0.35From: 2025-04-28Exp: 2030-04-30Common Stock (590,954 underlying)
    590,954
Footnotes (4)
  • [F1]Mrs. Goldfarb owns 556,072 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
  • [F2]Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.
  • [F3]The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.
  • [F4]Mrs. Goldfarb owns 292,425 shares underlying the senior convertible promissory note as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
Signature
/s/ Claudia Goldfarb|2026-02-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4