Rozovsky Samantha K. 4
4 · MEDALLION FINANCIAL CORP · Filed Mar 2, 2026
Research Summary
AI-generated summary of this filing
Medallion Financial (MFIN) CCO Samantha Rozovsky Withholds 2,002 Shares
What Happened
Samantha K. Rozovsky, Chief Compliance Officer and Associate General Counsel of Medallion Financial Corp. (MFIN), had 2,002 shares withheld by the company on March 1, 2026 to satisfy tax obligations arising from the vesting of previously granted restricted stock awards. The shares were withheld at an effective price of $10.09 per share, for a value of approximately $20,200. This was a tax-withholding disposition (not an open-market sale).
Key Details
- Transaction date and price: 2026-03-01; 2,002 shares at $10.09 per share (total ~ $20,200).
- Transaction type: Tax withholding on vested restricted stock (Form 4 code F).
- Footnote: Shares were withheld by the issuer to satisfy tax obligations from vested restricted stock awards under the Medallion Financial Corp. 2018 Equity Incentive Plan; transaction exempt under Rule 16b-3.
- Role: Rozovsky is Chief Compliance Officer and Associate General Counsel (not a 10% owner).
- Filing timeliness: Reported on 2026-03-02 for a 2026-03-01 transaction (filed promptly).
- Shares owned after transaction: Not specified in the reported excerpt.
Context
Tax-withholding transactions are routine when restricted stock vests; the company retains shares to cover required payroll/tax withholding. These actions are administrative and do not necessarily indicate the insider’s view of the company’s prospects, unlike an open-market purchase or sale.
Insider Transaction Report
- Tax Payment
Common Stock
[F1]2026-03-01$10.09/sh−2,002$20,200→ 20,500 total
Footnotes (1)
- [F1]Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.