Allison Transmission Holdings Inc·4

Mar 3, 4:00 PM ET

Bohley G Frederick 4

4 · Allison Transmission Holdings Inc · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Allison (ALSN) President/COO Frederick Receives Award; 7,580 Shares Withheld

What Happened

  • G. Frederick, President & Business Unit Leader of Allison Transmission and Chief Operating Officer, had performance-based restricted stock units (PSUs) settle on 2026-02-28. The PSUs converted into 17,101 shares of ALSN common stock.
  • To satisfy tax-withholding obligations, 7,580 of those shares were withheld at $125.30 per share for a withholding value of $949,774. The insider received a net 9,521 shares. (At the same $125.30 price, 17,101 shares would be worth roughly $2.14M.)

Key Details

  • Transaction date: 2026-02-28; Form 4 filed: 2026-03-03.
  • Actions reported: conversion/settlement of PSUs (derivative exercise/settlement) and share withholding to pay taxes.
  • Withheld shares: 7,580 shares withheld at $125.30 = $949,774.
  • Net shares delivered to insider: 9,521 (17,101 settled − 7,580 withheld).
  • Footnotes: F1 = settlement of performance-based RSUs granted Feb 22, 2023; F2 = shares withheld to satisfy tax withholding.
  • Shares owned after the transaction: not specified in the excerpt provided on this filing.

Context

  • This was a routine PSU vesting/settlement, not an open-market purchase or discretionary sale. The withholding of shares to cover taxes is common and does not necessarily signal a change in the insider’s view of the company.
  • The Form 4 shows derivative conversion entries (code M) corresponding to the PSUs converting into stock and a tax-withholding disposition (code F). No cash sale of shares on the open market was reported in this filing.

Insider Transaction Report

Form 4
Period: 2026-02-28
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-28+17,101120,165 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$125.30/sh7,580$949,774112,585 total
  • Exercise/Conversion

    Performance Stock Units

    [F1]
    2026-02-2817,1010 total
    Common Stock (17,101 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    360
Footnotes (2)
  • [F1]Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2023. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
  • [F2]Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.
Signature
/s/ Preston B. Ray, attorney-in-fact|2026-03-03

Documents

1 file
  • 4
    ownership.xmlPrimary

    4