SLINEY DAVID D 4

What Happened
David D. Sliney, Chief Operating Officer of Stifel Financial Corp. (SF), was granted two derivative stock awards on 2026-02-27. He received 12,424 units valued at $74.05 each (≈ $919,997) and 5,402 units at $74.05 each (≈ $400,018), for a combined 17,826 units valued at about $1,320,015. The Form 4 reports these as awards/grants (transaction code A), not open-market purchases or sales.

Key Details

• Transaction date: 2026-02-27; filing date: 2026-03-03 (timely filed within SEC Form 4 deadlines).
• Units and valuation: 12,424 @ $74.05 = $919,997; 5,402 @ $74.05 = $400,018; total ≈ $1,320,015.
• Adjustments: Amounts were adjusted for a 3-for-2 stock split payable on Feb 26, 2026.
• Vesting/terms: One grant vests 20% annually over 5 years (F2); the other vests 10% annually over 10 years (F4). The awards have no expiration date (F3).
• Shares owned after transaction: Not disclosed in this filing.
• Transaction type note: These are derivative awards (A); not an immediate market purchase or sale.

Context
Awards like these are typically compensation-related grants that convert to shares under the stated vesting schedules. They are informational about executive compensation and do not by themselves indicate immediate buying or selling in the open market.