Smith Sherrell 4
4 · UNIVERSAL TECHNICAL INSTITUTE INC · Filed Mar 4, 2026
Insider Transaction Report
Form 4
Smith Sherrell
EVP, Chief Academic Officer
Transactions
- Sale
Common Stock, $0.0001 par value
[F1]2026-03-02$36.99/sh−30,000$1,109,823→ 129,375 total - Award
Common Stock, $0.0001 par value
[F2]2025-12-08+25,920→ 67,139 total(indirect: By Spouse) - Award
Common Stock, $0.0001 par value
[F3][F4]2025-12-10+3,718→ 70,857 total(indirect: By Spouse) - Tax Payment
Common Stock, $0.0001 par value
[F5]2025-12-11$24.55/sh−7,219$177,226→ 63,638 total(indirect: By Spouse) - Tax Payment
Common Stock, $0.0001 par value
[F6]2025-12-11$24.55/sh−1,776$43,601→ 61,862 total(indirect: By Spouse) - Tax Payment
Common Stock, $0.0001 par value
[F7]2025-12-11$24.55/sh−881$21,629→ 60,981 total(indirect: By Spouse) - Tax Payment
Common Stock, $0.0001 par value
[F8]2025-12-17$26.06/sh−836$21,786→ 60,145 total(indirect: By Spouse) - Sale
Common Stock, $0.0001 par value
[F9]2026-03-02$37.10/sh−22,671$841,198→ 37,474 total(indirect: By Spouse)
Footnotes (9)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.75 to $37.21. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F2]Shares underlying a performance-based restricted stock unit award that was earned on the basis of the Issuer's achievement of certain performance vesting criteria (as stated in the agreement governing the award).
- [F3]The restricted stock units vest in three equal installments beginning on December 15, 2026.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
- [F5]Shares withheld by the Issuer to satisfy tax-withholding obligations upon settlement of the performance-based restricted stock units granted on December 8, 2022.
- [F6]Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2022.
- [F7]Shares withheld by the Issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 8, 2023.
- [F8]Shares withheld by the issuer to satisfy tax-withholding obligations upon vesting of restricted stock units granted on December 9, 2024.
- [F9]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.88 to $37.35. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Signature
/s/ Christopher Kevane, Attorney-in-Fact for Sherrell Smith|2026-03-04