Tsai Caroline 4

4 · Fidelity National Information Services, Inc. · Filed Mar 9, 2026

AI-generated summary of this filing

Updated Mar 10, 2026

FIS EVP Caroline Tsai Receives Awards; Shares Withheld for Taxes

What Happened

Caroline Tsai, EVP & Chief Legal & Corporate Affairs Officer of Fidelity National Information Services (FIS), had performance and restricted stock units vest on February 28, 2026. The filing shows acquisition (vesting/conversion) of a total of 82,057 shares (various PSU/RSU conversions/awards recorded at $0 per share).
To satisfy tax withholding obligations, 13,980 vested shares were withheld (disposed) at a reported share value of $51.05, representing tax-withholding proceeds of $713,679. These withholding transactions are routine and not open-market sales.

Key Details

Transaction date: February 28, 2026; Form 4 filed: March 9, 2026 (appears later than the typical 2-business-day Form 4 deadline).
Vesting/awards: total acquired = 82,057 shares (combination of performance stock units and restricted stock units).
Tax withholding: 13,980 shares withheld and disposed to cover taxes (13,980 × $51.05 = $713,679); net shares delivered to Tsai = 68,077 shares.
Footnotes: PSUs granted on Feb 28, 2023 vested after achieving performance goals for the three-year period ending Dec 31, 2025 (F1). Some shares were withheld to pay taxes on vested PSUs and RSUs (F2, F3). Each RSU equals one share and certain RSUs vest in three equal annual installments (F4–F6).
Filing timeliness: filed March 9 for Feb 28 transactions — filing may be late relative to standard Form 4 deadlines.

Context

These were vesting events (awards converted to shares), not open-market purchases or discretionary sales by the insider. The withheld shares were surrendered to cover tax obligations (a standard, automatic transaction), not indicative of a decision to sell remaining holdings.
For derivatives: the filing shows conversion/exercise of PSU/derivative awards into common shares (recorded at $0 exercise price because they were earned/vested awards).

Form 4

Period: 2026-02-28

See Remarks

Transactions

Exercise/Conversion
Common Stock
2026-02-28+9,627→ 69,931 total
Award
Common Stock
[F1]
2026-02-28+9,232→ 46,543 total
Tax Payment
Common Stock
[F2]
2026-02-28$51.05/sh−2,318$118,334→ 44,225 total
Exercise/Conversion
Common Stock
2026-02-28+8,285→ 52,510 total
Tax Payment
Common Stock
[F3]
2026-02-28$51.05/sh−2,018$103,019→ 50,492 total
Exercise/Conversion
Common Stock
2026-02-28+15,667→ 66,159 total
Tax Payment
Common Stock
[F3]
2026-02-28$51.05/sh−5,855$298,898→ 60,304 total
Tax Payment
Common Stock
[F3]
2026-02-28$51.05/sh−3,789$193,428→ 66,142 total
Award
Restricted Stock Units
[F4][F6]
2026-02-28+39,246→ 39,246 total
→ Common Stock (39,246 underlying)
Exercise/Conversion
Restricted Stock Units
[F4][F5]
2026-02-28−8,285→ 0 total
→ Common Stock (8,285 underlying)
Exercise/Conversion
Restricted Stock Units
[F4][F6]
2026-02-28−15,667→ 15,667 total
→ Common Stock (15,667 underlying)
Exercise/Conversion
Restricted Stock Units
[F4][F6]
2026-02-28−9,627→ 19,254 total
→ Common Stock (9,627 underlying)

Footnotes (6)

[F1]Shares vested on February 28, 2026 upon satisfaction of the time and performance vesting conditions for performance share units granted on February 28, 2023, which shares were earned based on achievement of performance goals for such PSUs for a single three-year performance measurement period ending on December 31, 2025.
[F2]These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.
[F3]These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
[F4]Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
[F5]These restricted stock units vested in full.
[F6]The restricted stock unit vests in three equal annual installments commencing on each anniversary date.

Signature

/s/ Caroline Tsai|2026-03-09

1 file