UWHARRIE CAPITAL CORP·4

Mar 11, 11:38 AM ET

Andrew Jason R 4

4 · UWHARRIE CAPITAL CORP · Filed Mar 11, 2026

Research Summary

AI-generated summary of this filing

Updated

UWHarrie (UWHR) COO Jason R. Andrew Transfers 1,376 Shares

What Happened Jason R. Andrew, Chief Operations Officer of UWHarrie Capital Corp (UWHR), completed an internal transfer on 2026-03-10 that appears as both a disposition and an acquisition of 1,376 shares at $0.00 (total value $0). The transactions are coded as "Other acquisition or disposition (J)" and reflect moving shares from a registered-holder account to a brokerage safekeeper account rather than an open-market sale or purchase.

Key Details

  • Transaction date: 2026-03-10 (reported on Form 4 filed 2026-03-11)
  • Two offsetting entries: Disposed 1,376 shares @ $0.00 and Acquired 1,376 shares @ $0.00
  • No money exchanged: disposal and acquisition resulted from an internal transfer (footnotes F1, F2, F4)
  • Holding/agent info: shares held by Cede & Co., depository for Pershing, LLC safekeeper for Jason R. Andrew & Kellie M. Andrew (footnote F3)
  • Shares owned after transaction: not specified in the provided details
  • Timeliness: filing was reported the next day (appears timely)

Context This filing documents an administrative transfer of shares from a registered-holder account to a brokerage safekeeper account and does not reflect an open-market sale or purchase. Such transfers are routine (for brokerage custody) and do not, by themselves, indicate a change in insider sentiment or market activity.

Insider Transaction Report

Form 4
Period: 2026-03-10
Andrew Jason R
Chief Operations Officer
Transactions
  • Other

    Common Stock (Held jointly with Spouse)

    [F1][F2]
    2026-03-101,3760 total
  • Other

    Common Stock

    [F3][F1][F4]
    2026-03-10+1,37617,905 total
Holdings
  • Common Stock

    [F5]
    (indirect: By Great Grandmother-in-Law as custodian)
    74
Footnotes (5)
  • [F1]Transfer of shares from registered holder(s) account to brokerage safekeeper account.
  • [F2]No money was received by the shareholder(s) for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a registered holder(s) account with stock transfer agent to a brokerage safekeeper account.
  • [F3]Held by Cede & Co., Depository for Pershing, LLC Safekeeper for Jason R. Andrew & Kellie M. Andrew Jt Ten
  • [F4]No money was paid by the shareholder(s) for the Acquired shares. The shares were acquired as a result of a transfer of shares from a registered holder(s) account with stock transfer agent to a brokerage safekeeper account.
  • [F5]Held by Great Grandmother-in-Law as Custodian for Spouse
Signature
Jason R. Andrew by Tamara M. Singletary, EVP, Uwharrie Capital Corp|2026-03-11

Documents

1 file
  • 4
    ownership.xmlPrimary

    4