UWHARRIE CAPITAL CORP·4

Mar 12, 11:14 AM ET

Senter Brooke L 4

4 · UWHARRIE CAPITAL CORP · Filed Mar 12, 2026

Research Summary

AI-generated summary of this filing

Updated

Uwharrie Capital (UWHR) CPO Brooke Senter Transfers 458 Shares

What Happened Brooke L. Senter, Chief People Officer of Uwharrie Capital Corp (UWHR), reported an internal transfer of 458 shares on 2026-03-11. The filing shows a disposition of 458 shares at $0.00 and an acquisition of 458 shares at $0.00 (transaction code J — other acquisition/disposition). No money was paid or received in these transactions.

Key Details

  • Transaction date: 2026-03-11; Form 4 filed: 2026-03-12 (timely).
  • Shares: 458 shares disposed and 458 shares acquired; price reported $0.00 for both legs.
  • Footnotes: transfer from registered holder account to brokerage safekeeper account (F1, F2, F4). Holdings referenced as held by Cede & Co. for Pershing (F3) and various Charles Schwab custodial/safekeeper accounts (F5–F8).
  • Filing does not state a change in cash value; these entries reflect custodial/account transfers rather than open-market buys or sales.

Context Code J transfers typically reflect internal movements between account types (e.g., from a registered holder account to a brokerage safekeeper) and often do not indicate a change in the insider’s economic exposure or a trading view on the company. For retail investors, these custodial transfers are routine and are generally less informative than outright purchases or sales.

Insider Transaction Report

Form 4
Period: 2026-03-11
Senter Brooke L
Chief People Officer
Transactions
  • Other

    Common Stock (Held as Trustee for The Senter Living Trust)

    [F1][F2]
    2026-03-114580 total
  • Other

    Common Stock

    [F3][F1][F4]
    2026-03-11+45845,071 total
Holdings
  • Common Stock

    [F5]
    1,562
  • Common Stock

    [F6]
    8,146
  • Common Stock

    [F7]
    (indirect: By Spouse)
    2,465
  • Common Stock

    [F8]
    (indirect: Held by Mother-in-Law Custodian for Daughter)
    1,027
  • Common Stock

    [F8]
    (indirect: Held by Mother-in-Law Custodian for Daughter)
    12
Footnotes (8)
  • [F1]Transfer of shares from registered holder(s) account to brokerage safekeeper account.
  • [F2]No money was received by the shareholder(s) for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a registered holder(s) account with stock transfer agent to brokerage safekeeper account
  • [F3]Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust
  • [F4]No money was paid by the shareholder(s) for the Acquired shares. The shares were acquired as a result of a transfer of shares from a registered holder(s) account with stock transfer agent to a brokerage safekeeper account.
  • [F5]Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
  • [F6]Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD
  • [F7]Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
  • [F8]Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
Signature
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp|2026-03-12

Documents

1 file
  • 4
    ownership.xmlPrimary

    4