Xenon Pharmaceuticals Inc.·4

Mar 13, 8:16 PM ET

MORTIMER IAN 4

4 · Xenon Pharmaceuticals Inc. · Filed Mar 13, 2026

Research Summary

AI-generated summary of this filing

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Xenon (XENE) CEO Ian Mortimer Sells Shares, Receives RSU Vesting

What Happened
Ian Mortimer, President & CEO and a director of Xenon Pharmaceuticals (XENE), had 12,500 restricted stock units (RSUs) vest on March 12, 2026 (reported as a conversion/exercise of a derivative). Following the vesting, Mortimer sold 7,308 shares in an open-market transaction on March 13, 2026 at $55.23 per share, generating $403,584. The sale was executed pursuant to a pre-established Rule 10b5-1 durable sell-to-cover instruction to satisfy tax withholding on the RSU vesting — a routine, tax-related disposition rather than a discretionary market-timing sale.

Key Details

  • Transaction dates/prices:
    • March 12, 2026: 12,500 RSUs vested / converted to shares (Form 4 shows derivative code M).
    • March 13, 2026: Sold 7,308 shares at $55.23 each for $403,584.
  • Shares owned after transaction: Not specified in the filing.
  • Footnotes:
    • F1: RSU award granted March 12, 2025; vests 25% annually starting March 12, 2026.
    • F2: Sales effected under a Rule 10b5-1 durable sell-to-cover plan adopted Dec 3, 2025 solely to satisfy tax withholding on the RSU vesting.
  • Filing timeliness: Reported on March 13, 2026 for a March 12 transaction (filed the next day, not indicated as late).

Context: The filing shows a conversion/exercise-style entry because RSUs converted into shares at vesting. The subsequent partial sale was a tax-withholding sell-to-cover, a common and generally non-informative insider sale used to meet tax obligations.

Insider Transaction Report

Form 4
Period: 2026-03-12
MORTIMER IAN
DirectorPRESIDENT & CEO
Transactions
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-12+12,50027,231 total
  • Sale

    Common Shares

    [F2]
    2026-03-13$55.23/sh7,308$403,58419,923 total
  • Exercise/Conversion

    Restricted Share Units

    [F1]
    2026-03-1212,50037,500 total
    Common Shares (12,500 underlying)
Holdings
  • Common Shares

    (indirect: By Spouse)
    14,300
Footnotes (2)
  • [F1]Represents shares earned and vested under a restricted share unit ("RSU") award granted to the reporting person on March 12, 2025. The RSU award vests 25% on each of the first four anniversaries of the date of grant, beginning on March 12, 2026.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading arrangement, in the form of a durable sell-to-cover instruction, adopted by the reporting person on December 3, 2025, solely to satisfy tax withholding obligations related to the vesting of RSUs granted on March 12, 2025.
Signature
/s/ Nathaniel Adams, Attorney-in-fact|2026-03-13

Documents

1 file
  • 4
    ownership.xmlPrimary

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