Waldman Lawrence Steven 4

What Happened

• Lawrence (Steven) Waldman, President and Chief Financial Officer of Once Upon a Farm, PBC (OFRM), was granted 12,285 restricted stock units (RSUs) on March 12, 2026. The Form 4 records the award at $0.00 per share since this is a grant of RSUs rather than an open-market purchase; no immediate cash was exchanged.

Key Details

• Transaction date: 2026-03-12; transaction type: Award/Grant (code A)
• Shares/units granted: 12,285 RSUs; reported price: $0.00
• Vesting: RSUs vest over one year from the grant date, subject to continued service (per footnote F1)
• Shares owned after transaction: Not specified in the filing
• Filing: Form 4 filed 2026-03-16 (for the 2026-03-12 grant); the filing appears to be timely
• Role note: Waldman is listed as President and Chief Financial Officer

Context

• RSUs are a grant that converts to common stock only as they vest; they do not represent immediately tradable shares at grant and typically have no upfront cash cost to the recipient. Vesting is subject to continued employment and may be subject to tax withholding when shares are delivered. This award is a compensation/retention event rather than an outright purchase or sale.