RB GLOBAL INC.·4

Mar 17, 10:34 AM ET

Carlson Christopher 4

4 · RB GLOBAL INC. · Filed Mar 17, 2026

Research Summary

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RB Global (RBA) Chief Accounting Officer Christopher Carlson Exercises Awards

What Happened

  • Christopher Carlson, RB Global’s Chief Accounting Officer, had restricted stock units (RSUs) and derivative awards (DERs) vest on March 14, 2026. A total of 2,647 vested DERs/RSUs were converted to common shares. To cover tax withholding, 778 shares were surrendered/withheld (cash value $76,695), leaving approximately 1,869 net shares to be issued to Carlson, net of tax. Separately, on March 13, 2026 he was granted 1,532 RSUs/DERs that vest in future installments.

Key Details

  • Transaction dates: grant on 2026-03-13; vesting/conversion and tax withholding on 2026-03-14; Form 4 filed 2026-03-17.
  • Vested/conversion total: 2,647 shares (1,152 + 43 + 1,079 + 27 + 343 + 3).
  • Shares withheld for taxes: 778 shares (351 + 325 + 102) for a total cash amount of $76,695 ($34,637 + $32,071 + $9,987) at prices ~ $98.68 and $97.91.
  • Net shares to be issued: ~1,869 shares (2,647 vested − 778 withheld); shares will be issued "as soon as practicable" per filing.
  • New grant: 1,532 RSUs/DERs granted 3/13/2026 (vest in equal annual installments beginning 3/13/2027; underlying shares to be released net of tax).
  • Footnotes: RSUs/DERs represent contingent rights to one common share or equivalent; the filing notes tax withholding on 2023–2025 awards that vested 3/14/2026. The conversions reflect vesting/settlement, not open-market sales.
  • Filing timeliness: Form filed 3/17/2026 covering activity through 3/14/2026; the filing does not indicate a late/untimely report.

Context

  • This was not a market sale or purchase signal — it was routine vesting of RSUs/DERs with shares withheld to satisfy tax obligations (a common cashless/withholding settlement).
  • For retail investors: such withholding transactions are standard administrative events and do not necessarily indicate insider sentiment about the stock.

Insider Transaction Report

Form 4
Period: 2026-03-13
Carlson Christopher
Chief Accounting Officer
Transactions
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-14+1,1523,087 total
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-14+433,130 total
  • Tax Payment

    Common Shares

    [F3]
    2026-03-14$98.68/sh351$34,6372,779 total
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-14+1,0793,858 total
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-14+273,885 total
  • Tax Payment

    Common Shares

    [F4]
    2026-03-14$98.68/sh325$32,0713,560 total
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-14+3433,903 total
  • Exercise/Conversion

    Common Shares

    [F1]
    2026-03-14+33,906 total
  • Tax Payment

    Common Shares

    [F5]
    2026-03-14$97.91/sh102$9,9873,804 total
  • Exercise/Conversion

    Restricted Share Units (2023 RSUs)

    [F1]
    2026-03-141,1520 total
    Common Shares (1,152 underlying)
  • Exercise/Conversion

    Dividend Equivalent Rights (2023 RSUs)

    [F1]
    2026-03-14430 total
    Common Shares (43 underlying)
  • Exercise/Conversion

    Restricted Share Units (2024 RSUs)

    [F1]
    2026-03-141,0791,080 total
    Common Shares (1,079 underlying)
  • Exercise/Conversion

    Dividend Equivalent Rights (2024 RSUs)

    [F1]
    2026-03-142727 total
    Common Shares (27 underlying)
  • Exercise/Conversion

    Restricted Share Units (2025 RSUs)

    [F1]
    2026-03-14343688 total
    Common Shares (343 underlying)
  • Exercise/Conversion

    Dividend Equivalent Rights (2024 RSUs)

    [F1]
    2026-03-1439 total
    Common Shares (3 underlying)
  • Award

    Restricted Share Units (2026 RSUs)

    [F2][F6]
    2026-03-13+1,5321,532 total
    Common Shares (1,532 underlying)
Footnotes (6)
  • [F1]Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.
  • [F2]Each restricted share unit ("RSU") represents a contingent right to receive one RBA common share or the economic equivalent thereof.
  • [F3]Tax withholding on the 2023 RSUs & DERs that vested on March 14, 2026
  • [F4]Tax withholding on the 2024 RSUs & DERs that vested on March 14, 2026.
  • [F5]Tax withholding on the 2025 RSUs & DERs that vested on March 14, 2026
  • [F6]The RSUs vest in equal annual installments beginning March 13, 2027. The common shares underlying vested RSUs will be released to the reporting person, net of tax.
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Christopher Carlson|2026-03-17

Documents

1 file
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    ownership.xmlPrimary

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