Aon plc·4

Mar 17, 4:11 PM ET

Goltermann Lori 4

4 · Aon plc · Filed Mar 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Aon (AON) Lori Goltermann (CEO, Regions & NA) Receives RSUs

What Happened

  • Lori Goltermann, CEO, Regions & North America at Aon plc, had restricted share units (RSUs) convert to 518 Class A ordinary shares on March 13, 2026 (228 + 290). To satisfy tax withholding, the issuer withheld 225.324 shares (99.177 + 126.147), valued at $321.41 per share, totaling $31,876 and $40,545 respectively (combined ≈ $72,421). The net shares retained by Goltermann were roughly 293 shares (518 vested − 225.324 withheld).
  • This was a vesting/settlement of compensation awards (not an open-market sale). The actions are routine tax-withholding related to RSU vesting.

Key Details

  • Transaction date: March 13, 2026; Form 4 filed March 17, 2026.
  • Vesting/conversion: 228 and 290 RSUs converted to Class A ordinary shares (total 518).
  • Tax withholding: 99.177 and 126.147 shares withheld at $321.41 per share; cash value reported $31,876 and $40,545 (total ≈ $72,421).
  • Footnotes: Shares were acquired upon RSU vesting (F1); shares were withheld by the issuer for taxes (F2); RSUs convert 1-for-1 and the reporting person paid a nominal €/$0.01 per share under Irish law (F3). Grants originated Mar 15, 2023 and Mar 14, 2025 with standard multi-year vesting (F4, F5).
  • Shares owned after the transaction were not disclosed in the filing.
  • Transaction codes on the Form 4: M = conversion/exercise of derivative (RSU settlement); F = payment of exercise price/tax liability (share withholding).

Context

  • RSU vesting with issuer withholding is a common, non-dispositive compensation event: shares are issued and the company retains a portion to cover taxes. This differs from an outright sale by the insider and generally does not signal a trading decision.
  • If you track insider buying/selling for sentiment, note that this filing reflects compensation settlement and tax withholding rather than a voluntary sale or purchase.

Insider Transaction Report

Form 4
Period: 2026-03-13
Goltermann Lori
CEO, Regions & North America
Transactions
  • Exercise/Conversion

    Class A Ordinary Stock

    [F1]
    2026-03-13+2286,730.771 total
  • Tax Payment

    Class A Ordinary Stock

    [F2]
    2026-03-13$321.41/sh99.177$31,8766,631.594 total
  • Exercise/Conversion

    Class A Ordinary Stock

    [F1]
    2026-03-13+2906,921.594 total
  • Tax Payment

    Class A Ordinary Stock

    [F2]
    2026-03-13$321.41/sh126.147$40,5456,795.447 total
  • Exercise/Conversion

    Restricted Share Unit (Right to Receive)

    [F3][F4]
    2026-03-132280 total
    Exp: 2026-03-15Class A Ordinary Shares (228 underlying)
  • Exercise/Conversion

    Restricted Share Unit (Right to Receive)

    [F3][F5]
    2026-03-13290580 total
    Exp: 2028-03-14Class A Ordinary Shares (290 underlying)
Footnotes (5)
  • [F1]Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
  • [F2]Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the vesting of the award.
  • [F3]The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.
  • [F4]A restricted share unit award was granted on March 15, 2023 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan, as amended and restated: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
  • [F5]A restricted share unit award was granted on March 14, 2025 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan, as amended and restated: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
Signature
s/ Colby Alexis - Colby Alexis pursuant to a power of attorney from Lori Goltermann|2026-03-17

Documents

1 file
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    ownership.xmlPrimary

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