LIU JIAN 4
4 · UP Fintech Holding Ltd · Filed Mar 19, 2026
Research Summary
AI-generated summary of this filing
UP Fintech (TIGR) Director Liu Jian Receives RSU Award
What Happened
Liu Jian, a director of UP Fintech Holding Ltd (TIGR), received an award of 399,990 Restricted Stock Units (RSUs) on March 19, 2026. Each RSU converts 1:1 into a Class A Ordinary Share upon vesting. The grant price recorded is $0.00 per share (total $0 at grant) because this is a compensatory award rather than a cash purchase.
Key Details
- Transaction date: March 19, 2026; Transaction code: A (award/grant).
- Grant: 399,990 RSUs; grant price $0.00; aggregate reported value at grant $0.
- Vesting schedule (subject to continued service):
- 99,990 RSUs vest on Mar 19, 2027
- 99,990 RSUs vest on Mar 19, 2028
- 99,990 RSUs vest on Mar 19, 2029
- 100,020 RSUs vest on Mar 19, 2030
- Settlement: RSUs settle exclusively in Class A Ordinary Shares (no cash settlement).
- Shares beneficially owned after this grant: 500,010 total, consisting of 399,990 underlying the new RSUs plus 100,020 Class A shares previously reported (RSUs that vested on Mar 19, 2026).
- Filing timeliness: Report filed on March 19, 2026 (same date as the grant), indicating a timely Form 4.
Context
This transaction is a standard equity compensation grant to align the director's interests with shareholders; it is not a market purchase or sale. The grant has no immediate cash value but can result in future share issuance (dilution) if and when the RSUs vest and are settled in shares.
Insider Transaction Report
Form 4
LIU JIAN
Director
Transactions
- Award
Class A Ordinary Shares
[F1][F2][F3]2026-03-19+399,990→ 500,010 total
Footnotes (3)
- [F1]Represents Restricted Stock Units (RSUs) granted to the Reporting Person on March 19, 2026.
- [F2]On March 19, 2026 (the "Grant Date"), the Reporting Person was granted an aggregate of 399,990 Restricted Stock Units ("RSUs") of UP Fintech Holding Limited (the "Issuer"). Each RSU represents the right to receive one Class A Ordinary Share of the Issuer upon vesting (1:1 ratio). The RSUs settle exclusively in Class A Ordinary Shares; no cash settlement alternative exists. The RSUs vest as follows, subject to continued employment or service through each applicable vesting date: (i) 99,990 RSUs vest on March 19, 2027; (ii) 99,990 RSUs vest on March 19, 2028; (iii) 99,990 RSUs vest on March 19, 2029; and (iv) 100,020 RSUs vest on March 19, 2030.
- [F3]The amount of securities beneficially owned following this transaction (500,010) consists of: (a) 399,990 Class A Ordinary Shares underlying the RSUs granted herein; and (b) 100,020 Class A Ordinary Shares previously reported on Form 3 (filed on March 18, 2026), representing RSUs that vested on March 19, 2026.
Signature
/s/Jian Liu|2026-03-19