NOMURA HOLDINGS INC·4

Mar 27, 6:15 AM ET

Ogawa Shoji 4

4 · NOMURA HOLDINGS INC · Filed Mar 27, 2026

Research Summary

AI-generated summary of this filing

Updated

Nomura (NMR) Director Ogawa Shoji Buys 238 Shares

What Happened
Ogawa Shoji, a director of Nomura Holdings, reported an open-market purchase of 238.186 shares on March 25, 2026 at a reported price of $8.05 per share, for a total value of approximately $1,917. This was a purchase (code P), not a sale.

Key Details

  • Transaction date and price: 2026-03-25, 238.186 shares at $8.05 per share (total ≈ $1,917). Price converted from JPY using JPY158.66 = USD1.00 (per filing).
  • Shares owned after transaction: Not specified in this Form 4; filing notes a separate transfer of 700 shares from an officer stock ownership plan account to the reporting person's brokerage account that did not change total beneficial ownership.
  • Footnotes: F1 — 700-share transfer from plan to brokerage (no net change in beneficial ownership). F2 — USD amounts reflect conversion from JPY at the stated spot rate.
  • Timeliness: Form filed on 2026-03-27 for a 2026-03-25 transaction (filed within the typical 2‑business‑day SEC window).

Context
Open-market purchases by officers can be interpreted as a personal buy, but this one is small in dollar terms (~$1.9k) and may reflect routine buying or account rebalancing rather than a material signal. The filing does not indicate option exercise, award, or sale; it was a straightforward purchase with currency conversion noted.

Insider Transaction Report

Form 4
Period: 2026-03-25
Ogawa Shoji
Director
Transactions
  • Purchase

    Common Stock

    [F2][F1]
    2026-03-25$8.05/sh+238.186$1,917276.848 total(indirect: Held in officers' stock ownership plan)
Holdings
  • Common Stock

    [F1]
    58,140
Footnotes (2)
  • [F1]Changes in amount of securities beneficially owned also reflect transfer of 700 shares from officer's stock ownership plan account to brokerage account in the reporting person's name since reporting person's filing on Form 3 on March 18, 2026; no change in total amount of securities beneficially owned as a result of such transfer.
  • [F2]The reported price has been converted into U.S. dollars from Japanese yen using the JPY158.66 = US$1.00 as spot exchange rate on the Transaction Date, as reported by MUFG Bank, Ltd. on March 25, 2026.
Signature
/s/ Takashi Futaki, as Attorney-in-fact|2026-03-25

Documents

1 file
  • 4
    ownership.xmlPrimary

    4