Moelis & Co·4

Mar 30, 6:00 PM ET

Riehl Nick 4

4 · Moelis & Co · Filed Mar 30, 2026

Research Summary

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Moelis & Co (MC) Principal Accounting Officer Nick Riehl Receives RSU Award

What Happened

  • Nick Riehl, Principal Accounting Officer of Moelis & Co (MC), received multiple grants of Restricted Stock Units (RSUs) on 2026-03-26. The filing reports five awards totaling 36.80 RSUs (11.59; 2.20; 3.88; 10.99; 8.14), acquired at $0.00 (award/derivative transactions). These are awards/dividend equivalents, not open-market purchases or sales.

Key Details

  • Transaction date: 2026-03-26; Filing date: 2026-03-30 (timely).
  • Type: Award/Grant (derivative RSUs), code A on the Form 4; price reported $0.00.
  • Total RSUs granted: 36.80.
  • Shares owned after transaction: not specified in the filing.
  • Footnote summary:
    • Each RSU represents the right to receive either one share of Class A common stock or cash equal to the share’s fair market value at settlement (company’s option).
    • These RSUs were issued as dividend equivalents tied to the holder’s unvested underlying Incentive and Long Term Incentive RSUs from prior grant dates (Feb 15, 2024; Feb 13, 2025; Feb 12, 2026) and will vest concurrently with those underlying awards.
  • No 10b5‑1 plan, tax-withholding sale, or other special sale/exercise details were reported.

Context

  • These awards are compensation-related (dividend-equivalent RSUs). They do not involve an immediate cash outlay or open-market trade and will only convert to stock or cash on settlement/vesting per the award terms. Such grants are routine for executive compensation and do not by themselves indicate a buying or selling signal.

Insider Transaction Report

Form 4
Period: 2026-03-26
Riehl Nick
Principal Accounting Officer
Transactions
  • Award

    2023 Long Term Incentive RSUs

    [F1][F2]
    2026-03-26+11.591,000.18 total
    Exercise: $0.00Class A Common Stock (11.59 underlying)
  • Award

    2024 Incentive RSUs

    [F1][F3]
    2026-03-26+2.2189.6 total
    Exercise: $0.00Class A Common Stock (2.2 underlying)
  • Award

    2024 Long Term Incentive RSUs

    [F1][F4]
    2026-03-26+3.88334.97 total
    Exercise: $0.00Class A Common Stock (3.88 underlying)
  • Award

    2025 Incentive RSUs

    [F1][F5]
    2026-03-26+10.99947.99 total
    Exercise: $0.00Class A Common Stock (10.99 underlying)
  • Award

    2025 Special Incentive RSUs

    [F1][F6]
    2026-03-26+8.14702.14 total
    Exercise: $0.00Class A Common Stock (8.14 underlying)
Footnotes (6)
  • [F1]Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
  • [F2]Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
  • [F3]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  • [F4]Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
  • [F5]Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  • [F6]Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Signature
/s/ Osamu Watanabe as attorney-in-fact for Nick Riehl|2026-03-30

Documents

1 file
  • 4
    ownership.xmlPrimary

    4