HANMI FINANCIAL CORP·4

Mar 30, 7:05 PM ET

Pangrazio Joseph 4

4 · HANMI FINANCIAL CORP · Filed Mar 30, 2026

Research Summary

AI-generated summary of this filing

Updated

HANMI (HAFC) Chief Accounting Officer Pangrazio Withholds 65 Shares for Taxes

What Happened

  • Joseph Pangrazio, Chief Accounting Officer of HANMI Financial Corp (HAFC), had 65 shares withheld to cover a tax obligation related to an equity transaction. The withholding price was $26.33 per share, for a total value of approximately $1,711.
  • This was a tax-withholding disposition (SEC Form 4 code F), not an open-market sale of shares. Such withholdings are routine administrative actions following option exercises or vesting.

Key Details

  • Transaction date: 2026-03-26
  • Filing date: 2026-03-30 (filed 4 days after the transaction; appears to be later than the SEC's typical 2-business-day Form 4 window)
  • Shares withheld/disposed: 65
  • Price per share: $26.33; total value ≈ $1,711
  • Transaction code: F (payment of exercise price or tax liability via share withholding)
  • Shares owned after transaction: not specified in the provided filing excerpt
  • No 10b5-1 plan or other footnotes were provided in the supplied details

Context

  • Withholding shares to pay taxes is a common administrative step after an option exercise or restricted stock vesting; it reflects tax settlement rather than an investment decision to sell on the open market.
  • Because this was a tax withholding (not a market sale), it generally carries limited informational content about the insider's view of the company. The apparent late filing may be worth noting for record-keeping and compliance considerations.

Insider Transaction Report

Form 4
Period: 2026-03-26
Pangrazio Joseph
Chief Accounting Officer
Transactions
  • Tax Payment

    Common Stock

    2026-03-26$26.33/sh65$1,7112,913 total
Signature
/s/ Joseph Pangrazio|2026-03-30

Documents

1 file
  • 4
    ownership.xmlPrimary

    4