ATOSSA THERAPEUTICS, INC.·4

Mar 30, 7:22 PM ET

Daniel Mark James 4

4 · ATOSSA THERAPEUTICS, INC. · Filed Mar 30, 2026

Research Summary

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Atossa Therapeutics CFO Daniel Mark James Receives 63,000 RSU Award

What Happened

  • Daniel Mark James, Chief Financial Officer of Atossa Therapeutics, was granted 63,000 restricted stock units (RSUs) on March 26, 2026. The award was reported on a Form 4 filed March 30, 2026. The RSUs were granted at $0.00 (no cash paid) and represent a contingent right to receive one share of common stock per RSU at vesting.

Key Details

  • Transaction date: 2026-03-26; Report filed: 2026-03-30 (filed within the typical two-business-day window).
  • Grant amount/price: 63,000 RSUs granted @ $0.00 (no purchase price).
  • Vesting: RSUs vest in three equal annual installments on the first three anniversaries of March 26, 2026 (i.e., 21,000 RSUs vest each year, subject to the terms).
  • Shares owned following the transaction: Not specified on the reported transaction (not disclosed in the provided Form 4 excerpt).
  • Footnote: Each RSU is a contingent right to one share upon vesting; this is a grant/compensation award, not an open-market purchase or sale.

Context

  • RSU grants are compensation/retention awards and do not involve immediate cash outlay; value to the insider depends on the company’s future stock price and fulfillment of vesting conditions.
  • This grant should be viewed as an executive compensation event rather than a direct bullish or bearish market signal.

Insider Transaction Report

Form 4
Period: 2026-03-26
Daniel Mark James
Chief Financial Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-03-26+63,00063,000 total
Footnotes (1)
  • [F1]Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of March 26, 2026.
Signature
/s/ Mark James Daniel|2026-03-30

Documents

1 file
  • 4
    ownership.xmlPrimary

    4