TCW Strategic Income (TSI) Director Victoria Rogers Exercises 5,400 Shares

What Happened
Director Victoria B. Rogers exercised transferable rights in TCW Strategic Income Fund, Inc.’s rights offering and acquired 5,400 shares at the subscription price of $4.47 per share for a total cash cost of $24,138 (transaction date March 27, 2026). The same filing also reports a separate derivative disposition entry for 16,200 units (price listed as N/A). Footnotes in the filing explain these transactions relate to the Fund’s rights offering and the pro-rata allocation of over‑subscription requests, with final allocations confirmed March 27, 2026.

Key Details

• Transaction date: March 27, 2026; Form 4 filed March 30, 2026 (timely).
• Acquired: 5,400 shares at $4.47 each; total reported cash paid $24,138.
• Disposed (derivative): 16,200 units reported as a disposition with N/A price (reported as a derivative transaction).
• Shares owned after transaction: Not specified in the Form 4.
• Relevant footnotes: F1–F4 describe a transferable Rights offering (1-for-3 primary subscription, over‑subscription privilege, over‑subscription was oversubscribed and shares were allocated pro rata; final allocation confirmed March 27).
• Type of transaction: Exercise of in‑the‑money derivative/rights (not an open‑market purchase or sale of existing shares).

Context
This was a purchase via a rights offering subscription (subscription price $4.47). Purchases via rights offerings indicate the director participated in the capital raise at the set subscription price; the filing does not show any immediate open‑market sale of the acquired shares. The separate derivative disposition entry appears connected to the mechanics of the transferable rights and prorated allocations described in the filing; the Form 4 does not provide further market‑sale details.