CLEANSPARK, INC.·4

Apr 2, 9:03 PM ET

Cavaleri Amanda 4

4 · CLEANSPARK, INC. · Filed Apr 2, 2026

Research Summary

AI-generated summary of this filing

Updated

CleanSpark (CLSK) Director Amanda Cavaleri Receives RSU Award

What Happened

  • Amanda Cavaleri, a director of CleanSpark, received an award of 31,220 restricted stock units (RSUs) reported as granted on 2026-03-09 (reported value $0 per share for the derivative award). Per the filing, those RSUs vested on March 31, 2026.
  • On 2026-03-31 there are two related derivative transactions: 7,353 shares were reported as acquired via exercise/conversion of a derivative (code M) at $0.00 and the same 7,353 shares were reported as disposed (also at $0.00). The filing shows no cash purchase or sale proceeds (the $0.00 amounts reflect conversion/vesting activity, not an open-market sale).

Key Details

  • Transaction dates and prices:
    • 2026-03-09: Grant/award of 31,220 RSUs (reported at $0.00).
    • 2026-03-31: Conversion/exercise of derivative for 7,353 shares (acquired at $0.00) and simultaneous disposition of 7,353 shares (disposed at $0.00).
  • Shares owned after the transaction: Not specified in the information provided in this summary.
  • Footnotes in the filing:
    • F1: These RSUs vested on March 31, 2026.
    • F2: These RSUs vest in equal quarterly installments on June 30, 2026; Sept 30, 2026; Dec 31, 2026; and Mar 31, 2027.
  • Filing timeliness: The filing does not indicate tardiness.

Context

  • The March 31 transactions reflect RSU vesting and conversion into common shares (derivative exercise/conversion). The simultaneous acquisition and disposal of the same number of shares is commonly used to cover tax withholding or similar obligations; the filing itself does not state the reason for the disposition.
  • This is an award/vesting event rather than an open-market purchase or a sale for investment purposes. Such internal corporate compensation actions are routine and do not by themselves indicate the insider’s buying/selling sentiment.

Insider Transaction Report

Form 4
Period: 2026-03-09
Transactions
  • Exercise/Conversion

    Common Stock

    2026-03-31+7,353121,995 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1]
    2026-03-317,3530 total
    Exercise: $0.00From: 2026-03-31Common Stock (7,353 underlying)
  • Award

    Restricted Stock Units

    [F2]
    2026-03-09+31,22031,220 total
    Exercise: $0.00Common Stock (31,220 underlying)
Holdings
  • Common Stock

    114,642
  • Restricted Stock Units

    [F1]
    Exercise: $0.00Common Stock (7,353 underlying)
    7,353
Footnotes (2)
  • [F1]These RSUs vested on March 31, 2026.
  • [F2]These RSUs vest in equal quarterly installments on June 30, 2026, September 30, 2026, December 31, 2026, and March 31, 2027.
Signature
/s/ Amanda Cavaleri|2026-04-02

Documents

1 file
  • 4
    ownership.xmlPrimary

    4